Marco Casella
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marco Casella was a registered financial professional .
Marco is a previously registered financial professional and started their career in finance in 1999. Marco had worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 13, 2016 - December 31, 2020
QUANTIC CAPITAL MANAGEMENT LLC
August 20, 2013 - March 30, 2015
TIGRESS FINANCIAL PARTNERS, LLC
July 30, 2012 - August 27, 2013
NORTHEAST ASSET MANAGEMENT LLC
July 13, 2012 - August 27, 2013
NORTHEAST SECURITIES, LLC
November 9, 2009 - July 9, 2012
INTERNATIONAL ASSETS ADVISORY, LLC
April 16, 2004 - November 20, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 16, 2004 - November 20, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 3, 2001 - April 15, 2004
CITICORP INVESTMENT SERVICES
April 22, 1999 - November 10, 1999
PRIME CHARTER LTD.
March 10, 1999 - March 11, 1999
J. P. GIBBONS & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
QUANTIC CAPITAL MANAGEMENT LLC
CRD#: 169066 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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