Frank J. Bonanni

BONANNI, FRANK

Richmond, CA

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CRD#: 3188929

Professional summary

Frank Joseph Bonanni is a registered financial advisor currently at BONANNI, FRANK located in Richmond, California.

Frank is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Frank has worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 10, Series 9 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frank Joseph Bonanni's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 14, 2023 - Present

BONANNI, FRANK

RIA

CRD#: 327111

Richmond, CA

Past

March 28, 2007 - January 14, 2010

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

WYCKOFF, NJ

Past

October 4, 2006 - January 14, 2010

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

WYCKOFF, NJ

Past

August 17, 2006 - October 4, 2006

BNY INVESTMENT CENTER INC.

CRD#: 47683

FAIRLAWN, NJ

Past

October 20, 2004 - December 31, 2005

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

BOSTON, MA

Past

April 12, 2002 - October 20, 2004

QUICK & REILLY, INC.

CRD#: 11217

NEW YORK, NY

Past

July 28, 1999 - January 25, 2002

TD AMERITRADE, INC.

CRD#: 7870

OMAHA, NE

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/14/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/4/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/11/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/27/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 6/19/2001

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 3/1/2001

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 4

Date: 2/12/2001

Registered Options Principal Examination

Current Firm

BONANNI, FRANK

CRD#: 327111 / SEC#:

California

Registered Investment Advisory firm - (6/14/2023 Approved)

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Contact information

Main Address

San Leandro, CA

Mailing Address

Phone number

(510) 334-5891

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Frank J. Bonanni

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frank Joseph Bonanni's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

BNY INVESTMENT CENTER INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

QUICK & REILLY, INC.

TD AMERITRADE, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/4/2023

Series 63

Date: 8/11/1999

Series 7

Date: 7/27/1999

Series 10

Date: 6/19/2001

Series 9

Date: 3/1/2001

Series 4

Date: 2/12/2001

Current Firm

BONANNI, FRANK

Contact information

Documents

Red Flags

Company Information

BONANNI, FRANK

TRUST BUT VERIFY

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