Robert K. Mann

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CRD#: 318870

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert Keith Mann, who also goes by Robert K Mann, was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 1969. Robert had worked at 12 firms and has passed the Series 65, Series 63, Series 1, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Robert K Mann

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INSURANCE AGENT FOR ALLIANZ LIFE INS CO; PRESIDENT OF BOTH ADVISORS CAPITAL CORP.(HOLDING COMPANY FOR ADVISORS CAPITAL RESEARCH & ADVISORS CAPITAL INVESTMENTS),AND ADVISORS CAPITAL RESEARCH, INC.,BOTH OF 17 TRIPP RD,.WOODSTOCK, CT 06281, BOTH INVESTMENT ADVISORY FIRMS, DEVOTION TIME IS CONCURRENT WITH ADVISORS CAPITAL INVESTMENTS, INC. PRESIDENT OF FLY-IT RENTAL OF 17 TRIPP RD., WOODSTOCK, CT 06281, SINCE 11/10/91. IT IS AN AIRCRAFT RENTAL BUSINESS. LESS THAN 1 HR. PER MONTH IS DEVOTED TO THIS. IT IS A NOT AN INVESTMENT RELATED BUSINESS. ALSO, DIRECTOR OF SOUTHWEST TELEPHONE AN INTERCONNECT BUSINESS SINCE 03/10/76/ NOT AN INVESTMENT REALTED BUSINESS. LESS THAN 1 HOUR PER MONTH IS DEVOTED TO THIS.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 15, 2006 - December 31, 2019

ADVISOR'S CAPITAL RESEARCH, INC.

RIA

CRD#: 131887

DELRAY BEACH, FL

Past

April 1, 1993 - October 24, 2006

PACVEST ASSOCIATES, INC.

CRD#: 29583

WOODSTOCK, CT

Past

March 16, 1993 - July 7, 1993

G.R. STUART & COMPANY, INC.

CRD#: 29101

MAYNARD, MA

Past

October 17, 1991 - March 16, 1993

FINANCIAL SECURITIES NETWORK,INC.

CRD#: 16153

Past

December 16, 1989 - October 22, 1991

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

August 26, 1987 - December 31, 2024

ADVISOR'S CAPITAL INVESTMENTS INC,

RIA

CRD#: 104811

WOODSTOCK, CT

Past

November 13, 1986 - December 16, 1989

LINSCO FINANCIAL GROUP, INC.

CRD#: 524

Past

November 21, 1980 - October 29, 1981

F. L. PUTNAM & COMPANY, INC.

CRD#: 6305

Past

January 8, 1976 - October 29, 1986

BARCLAY INVESTMENTS LLC

CRD#: 6159

Past

October 11, 1973 - December 31, 1975

BACHE & CO INCORPORATED

CRD#: 7058

Past

December 30, 1971 - November 29, 1973

E. F. HUTTON & COMPANY INC

CRD#: 235

Past

October 13, 1971 - January 20, 1972

DEAN WITTER & CO. INCORPORATED

CRD#: 6466

Past

December 4, 1969 - October 30, 1971

BACHE & CO INCORPORATED

CRD#: 7058

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/10/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/29/1981

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 1

Date: 12/1/1969

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/17/2005

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 11/25/1987

Investment Company Products/Variable Contracts Principal Examination

Current Firm

ADVISOR'S CAPITAL RESEARCH, INC.

ADVISOR'S CAPITAL RESEARCH, INC. | PAC CAPITAL STRATEGIES INC. | MANN RESEARCH

CRD#: 131887 / SEC#: 801-64020

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Contact information

Main Address

Woodstock, CT

Mailing Address

Phone number

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Robert K. Mann

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PACVEST ASSOCIATES, INC.

G.R. STUART & COMPANY, INC.

FINANCIAL SECURITIES NETWORK,INC.

LPL FINANCIAL LLC

ADVISOR'S CAPITAL INVESTMENTS INC,

LINSCO FINANCIAL GROUP, INC.

F. L. PUTNAM & COMPANY, INC.

BARCLAY INVESTMENTS LLC

BACHE & CO INCORPORATED

E. F. HUTTON & COMPANY INC

DEAN WITTER & CO. INCORPORATED

BACHE & CO INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 5/10/2010

Series 63

Date: 5/29/1981

Series 1

Date: 12/1/1969

Series 24

Date: 3/17/2005

Series 26

Date: 11/25/1987

Current Firm

ADVISOR'S CAPITAL RESEARCH, INC.

Contact information

Documents

Red Flags

Company Information

ADVISOR'S CAPITAL RESEARCH, INC.

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