Steven B. Stofsky
Professional summary
Steven Benjamin Stofsky, who also goes by Steve Stofsky, is a registered financial professional currently at SAYBRUS EQUITY SERVICES, LLC located in New Albany, Ohio.
Steven is registered as a RR (Registered Representative) and started their career in finance in 1999. Steven has worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Steven Benjamin Stofsky's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 2, 2025 - Present
SAYBRUS EQUITY SERVICES, LLC
March 5, 2020 - April 9, 2024
SAYBRUS EQUITY SERVICES, LLC
October 23, 2017 - April 30, 2018
LPL FINANCIAL LLC
October 23, 2017 - April 30, 2018
LPL FINANCIAL LLC
October 16, 2012 - July 6, 2017
STERLING CAPITAL DISTRIBUTORS, LLC
September 28, 2012 - July 5, 2017
STERLING CAPITAL MANAGEMENT LLC
May 16, 2011 - June 13, 2012
LEGEND ADVISORY, LLC
May 3, 2011 - June 13, 2012
LEGEND EQUITIES CORPORATION
June 9, 2008 - April 28, 2009
MML DISTRIBUTORS, LLC
March 14, 2003 - May 23, 2008
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
October 24, 2001 - June 28, 2002
SAGE DISTRIBUTORS, INC.
January 11, 2000 - May 9, 2001
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
March 8, 1999 - December 31, 1999
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/2/2025)
Exams
FINRA
Current Firm
SAYBRUS EQUITY SERVICES, LLC
CRD#: 153319 / SEC#: , 8-68521
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SAYBRUS HOLDINGS, LLC | PARENT COMPANY | |
| ALI, AZIZ | VICE PRESIDENT | 5030560 |
| CASSIDY, EDWARD WILLIAM JR | EXEC. VP / INTERNAL DIRECTOR | 1606787 |
| COSTENBADER, WALTER RUSSELL | FINOP | 1828345 |
| HALPERIN, JEFFREY PAUL | INTERNAL DIRECTOR | 2899327 |
| LOWE, MOIRA CRONAN | PRESIDENT / CEO / INTERNAL DIRECTOR | 4076427 |
| MOORE, GIDEON CLOYES | CHIEF LEGAL OFFICER | 7011735 |
| SADOWSKI, ADAM MARK | ASSISTANT VICE PRESIDENT | 4578505 |
| SIINO, KATHERINE MARY | AVP & CHIEF COMPLIANCE OFFICER | 1666402 |
| TOMKO, CHRISTINE | CFO, PFO, POO | 6989991 |
| VIETRI, MICHAEL JOSEPH | INTERNAL DIRECTOR | 1068983 |
Red Flags
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