David W. Meaney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David William Meaney was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1999. David had worked at 4 firms and has passed the Series 63, Series 82TO, SIE, Series 3, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 20, 2023 - April 10, 2025
FINALIS SECURITIES LLC
November 26, 2013 - December 31, 2017
TBP INVESTMENTS MANAGEMENT LLC
June 16, 2003 - September 27, 2005
HILLTOP SECURITIES INC.
April 30, 2002 - April 22, 2003
FULCRUM GLOBAL PARTNERS LLC
March 16, 1999 - April 29, 2002
HILLTOP SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 82TO
Date: 9/20/2023
Limited Representative-Private Securities OfferingsSeries 55
Date: 9/7/1999
Limited Representative-Equity Trader ExamCurrent Firm
FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINALIS, INC. | HOLDING COMPANY | |
| AZARY, DENNIS MICHAEL | CEO/CCO/FINOP | 2384263 |
Red Flags
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