Marcus A. Mendez

USA ASSET MANAGEMENT

Plano, TX 75024

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CRD#: 3188441

Professional summary

Marcus Anthony Mendez is a registered financial advisor currently at USA ASSET MANAGEMENT, LLC located in Plano, Texas.

Marcus is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Marcus has worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Marc Mendez maintains a license as a real estate agent in California, but is not actively engaged in this business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marcus Anthony Mendez's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 22, 2010 - Present

USA ASSET MANAGEMENT, LLC

Office #1: 6010 W Spring Creek Parkway, Plano, TX 75024

RIA

CRD#: 130946

Plano, TX

Past

May 24, 2004 - December 31, 2016

USA ASSET MANAGEMENT, LLC

RIA

CRD#: 130946

ORLANDO, FL

Past

May 8, 2003 - February 27, 2004

CITICORP INVESTMENT SERVICES

RIA

CRD#: 23988

BURBANK, CA

Past

May 8, 2003 - February 27, 2004

CITICORP INVESTMENT SERVICES

CRD#: 23988

LONG ISLAND CITY, NY

Past

December 27, 2000 - July 10, 2002

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

LOS ANGELES, CA

Past

July 18, 2000 - July 10, 2002

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

May 14, 1999 - July 27, 2000

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/18/2017)

IAR

Nevada
(4/22/2010)

IAR

North Carolina
(1/31/2017)

IAR

Texas
(9/30/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/20/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/28/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/8/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/13/1999

Investment Company Products/Variable Contracts Representative Examination

Current Firm

USA ASSET MANAGEMENT, LLC

MENDEZ, MARCUS ANTHONY | USAAM | USA ASSET MANAGEMENT, LLC

CRD#: 130946 / SEC#:

California

Registered Investment Advisory firm - (1/18/2017 Approved)

Nevada

Registered Investment Advisory firm - (4/22/2010 Approved)

North Carolina

Registered Investment Advisory firm - (1/30/2017 Approved)

Texas

Registered Investment Advisory firm - (9/30/2020 Approved)

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Contact information

Main Address

6010 W Spring Creek Parkway, Plano, TX 75024

Mailing Address

Po Box 250047, Plano, TX 75025

Phone number

+1 (888) 872-8898

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	198
AUM (Assets Under Management)	$ 31,703,026

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Marcus A. Mendez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marcus Anthony Mendez's CRS (Customer Relationship Summary).

Certified licenses

Experience

USA ASSET MANAGEMENT, LLC

CITICORP INVESTMENT SERVICES

CITICORP INVESTMENT SERVICES

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

PFS INVESTMENTS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/20/2000

Series 63

Date: 4/28/1999

Series 7

Date: 9/8/2000

Series 6

Date: 5/13/1999

Current Firm

USA ASSET MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

USA ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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