Porter R. Draper

SCHWAB WEALTH ADVISORY

Lone Tree, CO 80124

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CRD#: 3188308

Professional summary

Porter R Draper, CFP®, who also goes by Porter Russell Draper, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Lone Tree, Colorado and CHARLES SCHWAB & CO., INC. located in Lone Tree, Colorado.

Porter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Porter has worked at 11 firms and has passed the Series 66, SIE, Series 7 and Series 31 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Porter Russell Draper

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Porter R Draper's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

August 3, 2018 - Present

SCHWAB WEALTH ADVISORY, INC.

Office #1: 9800 Schwab Way, Lone Tree, CO 80124

RIA

CRD#: 159035

Lone Tree, CO

Current

August 3, 2018 - Present

CHARLES SCHWAB & CO., INC.

Office #1: 9800 Schwab Way, Lone Tree, CO 80124

RIA

CRD#: 5393

Lone Tree, CO

Past

January 12, 2017 - July 20, 2018

MOLONEY SECURITIES ASSET MANAGEMENT LLC

RIA

CRD#: 282448

Greenwood Village, CO

Past

January 12, 2017 - July 20, 2018

MOLONEY SECURITIES CO., INC.

CRD#: 38535

Greenwood Village, CO

Past

December 15, 2015 - October 31, 2016

CETERA ADVISORS LLC

RIA

CRD#: 10299

DENVER, CO

Past

December 15, 2015 - October 31, 2016

CETERA ADVISORS LLC

CRD#: 10299

DENVER, CO

Past

December 16, 2013 - November 12, 2015

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

CHICAGO, IL

Past

December 16, 2013 - November 12, 2015

RBC CAPITAL MARKETS, LLC

CRD#: 31194

CHICAGO, IL

Past

June 17, 2013 - October 31, 2013

DESTRA CAPITAL INVESTMENTS LLC

CRD#: 148299

LISLE, IL

Past

March 16, 2011 - July 2, 2012

DESTRA CAPITAL INVESTMENTS LLC

CRD#: 148299

BOZEMAN, MT

Past

July 31, 2007 - September 15, 2010

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Past

May 1, 2001 - October 9, 2001

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

Past

March 28, 2000 - May 1, 2001

JPMSI

CRD#: 15733

NEW YORK, NY

Past

March 8, 1999 - March 2, 2000

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SCHWAB WEALTH ADVISORY, INC.

SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA

Registered Investment Advisory firm - (12/9/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(8/3/2018)

California
(8/3/2018)

Colorado
(8/3/2018)

IAR

Colorado
(8/3/2018)

Connecticut
(8/3/2018)

Florida
(8/3/2018)

Illinois
(8/3/2018)

Indiana
(8/3/2018)

Iowa
(2/7/2024)

Massachusetts
(8/3/2018)

Minnesota
(8/3/2018)

Montana
(4/17/2019)

Nevada
(8/3/2018)

New York
(8/3/2018)

North Carolina
(8/3/2018)

Ohio
(2/7/2024)

Oregon
(8/3/2018)

Pennsylvania
(8/3/2018)

Rhode Island
(3/11/2025)

Texas
(8/3/2018)

IAR

Texas
(12/11/2020)

Washington
(8/3/2018)

Wyoming
(2/25/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/9/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/30/2007

General Securities Representative Examination

General Industry/Product Exam

Series 31

Date: 3/10/1999

Futures Managed Funds Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

SCHWAB WEALTH ADVISORY, INC.

SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA

Registered Investment Advisory firm - (12/9/2011 Approved)

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Contact information

Main Address

211 Main Street, San Francisco, CA 94105-1901

Mailing Address

Phone number

(415) 667-7000

Established

Firm type

Fiscal year end

# of Employees

1,042

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SCHWAB WEALTH ADVISORY, INC. DISCLOSURE BROCHURE (9/23/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Porter R. Draper

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Porter R Draper's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHARLES SCHWAB & CO., INC.

MOLONEY SECURITIES ASSET MANAGEMENT LLC

MOLONEY SECURITIES CO., INC.

CETERA ADVISORS LLC

CETERA ADVISORS LLC

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

DESTRA CAPITAL INVESTMENTS LLC

DESTRA CAPITAL INVESTMENTS LLC

GOLDMAN SACHS & CO. LLC

J.P. MORGAN SECURITIES INC.

JPMSI

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

SCHWAB WEALTH ADVISORY, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/9/2007

SIE

Date: 10/1/2018

Series 7

Date: 7/30/2007

Series 31

Date: 3/10/1999

FINRA

Nasdaq Stock Market

Current Firm

SCHWAB WEALTH ADVISORY, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

SCHWAB WEALTH ADVISORY, INC.

TRUST BUT VERIFY

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