JW
James P. Winther
BEACON GLOBAL ADVISOR NETWORK
Waxhaw, NC
Some features on this profile are disabled
CRD#: 3188240
JW
Professional summary
James Phillip Winther, who also goes by J Phillip Winter, Phillip Winther, P Winther, is a registered financial advisor currently at BEACON GLOBAL ADVISOR NETWORK, LLC located in Waxhaw, North Carolina.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. James has worked at 14 firms and has passed the Series 66, SIE, Series 7 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
J Phillip Winter | Phillip Winther | P Winther
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view James Phillip Winther's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 16, 2026 - Present
BEACON GLOBAL ADVISOR NETWORK, LLC
RIA
CRD#: 288833
Waxhaw, NC
Past
April 14, 2026 - April 14, 2026
BEACON GLOBAL ADVISOR NETWORK, LLC
RIA
CRD#: 288833
ATLANTA, GA
Past
September 8, 2023 - April 7, 2025
WORLD EQUITY GROUP, INC.
BD
CRD#: 29087
SCHAUMBURG, IL
Past
October 4, 2021 - April 17, 2026
BROOKSTONE WEALTH ADVISORS, LLC
RIA
CRD#: 137658
Waxhaw, NC
Past
October 4, 2021 - April 17, 2026
BROOKSTONE CAPITAL MANAGEMENT LLC
RIA
CRD#: 141413
Waxhaw, NC
Past
May 3, 2021 - September 10, 2021
IBN FINANCIAL SERVICES, INC.
BD
CRD#: 42360
LIVERPOOL, NY
Past
June 19, 2018 - July 8, 2020
OSAIC WEALTH, INC.
RIA
CRD#: 23131
WAXHAW, NC
Past
June 19, 2018 - July 8, 2020
OSAIC WEALTH, INC.
BD
CRD#: 23131
WAXHAW, NC
Past
December 22, 2014 - June 20, 2018
OSAIC FA, INC.
RIA
CRD#: 3978
CHARLOTTE, NC
Past
December 19, 2014 - June 20, 2018
OSAIC FA, INC.
BD
CRD#: 3978
CHARLOTTE, NC
Past
November 8, 2011 - December 22, 2014
REALTA INVESTMENT ADVISORS, INC
RIA
CRD#: 134952
WILMINGTON, DE
Past
February 26, 2010 - December 22, 2014
REALTA EQUITIES, INC.
BD
CRD#: 23769
WAXHAW, NC
Past
October 13, 2008 - March 12, 2009
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
CHARLOTTE, NC
Past
July 16, 2008 - March 12, 2009
TRUIST INVESTMENT SERVICES, INC.
BD
CRD#: 17499
CHARLOTTE, NC
Past
October 25, 2006 - June 16, 2008
VALIC FINANCIAL ADVISORS, INC.
BD
CRD#: 42803
MALVERN, PA
Past
May 7, 2003 - July 21, 2005
IFMG SECURITIES, INC.
BD
CRD#: 14416
PURCHASE, NY
Past
January 2, 2003 - April 29, 2003
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
December 20, 2002 - April 29, 2003
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
FOLSOM, PA
Past
March 15, 1999 - June 14, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BG
BEACON GLOBAL ADVISOR NETWORK, LLC
1.618 FINANCIAL SERVICES | XL BUSINESS | WHITEKNIGHT WEALTH US | WHITE KNIGHT | W1 INVESTMENT GROUP USA | W1 INVESTMENT GROUP | UNITED MANAGEMENT | TITAN WEALTH INTERNATIONAL (USA) | TITAN FINANCIAL | THE WEALTH GENESIS | THE ARLO GROUP LIMITED | SKYBOUND WEALTH MANAGEMENT | SILVERHALL GLOBAL WEALTH | RP FINANCIAL GROUP | ROSEFINCH INVESTMENT ADVISORS | ROBUSTO ASSET MANAGEMENT | RENASCENCE & PARTNERS LLC | PYRMONT INTERNATIONAL LTD | PEREGRINE & BLACK | PARATUS WEALTH | MWC GROUP | LOADSTONE GROUP, LTD | KMI CONSULTANTS | INVESTMENTS FOR EXPATS | IFS HONG KONG | HOLBORN ASSETS, LTD | HEADWAY WEALTH | HARRISON BROOK | FUTURE START FINANCIAL PLANNING | FOSTER WEALTH ADVISORS | FORTEM ADVISORS | FERREIRA SIMOES ENTERPRISES LTD | EXPAT WEALTH PARTNERS | EBG INTERNATIONAL | DEVERE & PARTNERS SWITZERLAND SA | DELTA FINANCIAL ADVISORS, INC. | CREDENCE INTERNATIONAL FINANCIAL CONSULTANCY LLC | COMBINED GLOBAL INVESTORS | CI ASSOCIATES | CHASE BUCHANAN | CARRICK WEALTH MANAGEMENT | CARRICK INVESTMENT SERVICES | CAMERON JAMES USA | BRIDGE WEALTH MANAGEMENT | BLUE OCEAN GLOBAL WEALTH MANAGEMENT | BLACKPOINT CAPITAL PARTNERS | BEN BUCKLEY FINANCE | BEACON GLOBAL ADVISORS | BEACON GLOBAL ADVISOR NETWORK, LLC | AUSTEN MORRIS ASSOCIATES USA | AUSTEN MORRIS ASSOCIATES | ARLO GROUP | AMERITY FINANCIAL | ALTOR WEALTH MANAGEMENT | ALEXANDER PETER WEALTH MANAGEMENT
CRD#: 288833 / SEC#: 801-110724
RIA
Registered Investment Advisory firm - (7/6/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(4/16/2026)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
BG
BEACON GLOBAL ADVISOR NETWORK, LLC
1.618 FINANCIAL SERVICES | XL BUSINESS | WHITEKNIGHT WEALTH US | WHITE KNIGHT | W1 INVESTMENT GROUP USA | W1 INVESTMENT GROUP | UNITED MANAGEMENT | TITAN WEALTH INTERNATIONAL (USA) | TITAN FINANCIAL | THE WEALTH GENESIS | THE ARLO GROUP LIMITED | SKYBOUND WEALTH MANAGEMENT | SILVERHALL GLOBAL WEALTH | RP FINANCIAL GROUP | ROSEFINCH INVESTMENT ADVISORS | ROBUSTO ASSET MANAGEMENT | RENASCENCE & PARTNERS LLC | PYRMONT INTERNATIONAL LTD | PEREGRINE & BLACK | PARATUS WEALTH | MWC GROUP | LOADSTONE GROUP, LTD | KMI CONSULTANTS | INVESTMENTS FOR EXPATS | IFS HONG KONG | HOLBORN ASSETS, LTD | HEADWAY WEALTH | HARRISON BROOK | FUTURE START FINANCIAL PLANNING | FOSTER WEALTH ADVISORS | FORTEM ADVISORS | FERREIRA SIMOES ENTERPRISES LTD | EXPAT WEALTH PARTNERS | EBG INTERNATIONAL | DEVERE & PARTNERS SWITZERLAND SA | DELTA FINANCIAL ADVISORS, INC. | CREDENCE INTERNATIONAL FINANCIAL CONSULTANCY LLC | COMBINED GLOBAL INVESTORS | CI ASSOCIATES | CHASE BUCHANAN | CARRICK WEALTH MANAGEMENT | CARRICK INVESTMENT SERVICES | CAMERON JAMES USA | BRIDGE WEALTH MANAGEMENT | BLUE OCEAN GLOBAL WEALTH MANAGEMENT | BLACKPOINT CAPITAL PARTNERS | BEN BUCKLEY FINANCE | BEACON GLOBAL ADVISORS | BEACON GLOBAL ADVISOR NETWORK, LLC | AUSTEN MORRIS ASSOCIATES USA | AUSTEN MORRIS ASSOCIATES | ARLO GROUP | AMERITY FINANCIAL | ALTOR WEALTH MANAGEMENT | ALEXANDER PETER WEALTH MANAGEMENT
CRD#: 288833 / SEC#: 801-110724
RIA
Registered Investment Advisory firm - (7/6/2017 Approved)PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
One Glenlake Parkway Suite 650, Atlanta, GA 30328
Mailing Address
Phone number
(888) 679-6474
Established
Firm type
Fiscal year end
# of Employees
62
SEC notice filing (22 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,089 |
| AUM (Assets Under Management) | $ 396,867,180 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
