James Phillip Winther
Professional Summary
James Phillip Winther, who also goes by J Phillip Winter, Phillip Winther, P Winther, was a registered financial advisor. James was a previously registered financial professional and started their career in finance 1999 - 2026. James had worked at 14 firms and has passed the Series 66, SIE, Series 7 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
J Phillip Winter, Phillip Winther, P Winther
Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
MORGAN STANLEY
SOLTIS INVESTMENT ADVISORS, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
MORGAN STANLEY
SOLTIS INVESTMENT ADVISORS, LLC
Contact Information
No current employment
Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
MORGAN STANLEY
SOLTIS INVESTMENT ADVISORS, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
MORGAN STANLEY
SOLTIS INVESTMENT ADVISORS, LLC
Years of Experience
27 years in the financial services industry
Current & Past Employments
Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
MORGAN STANLEY
SOLTIS INVESTMENT ADVISORS, LLC
Current Firm
1.618 FINANCIAL SERVICES | XL BUSINESS | WHITEKNIGHT WEALTH US | WHITE KNIGHT | W1 INVESTMENT GROUP USA | W1 INVESTMENT GROUP | UNITED MANAGEMENT | TITAN WEALTH INTERNATIONAL (USA) | TITAN FINANCIAL | THE WEALTH GENESIS | THE ARLO GROUP LIMITED | SKYBOUND WEALTH MANAGEMENT | SILVERHALL GLOBAL WEALTH | RP FINANCIAL GROUP | ROSEFINCH INVESTMENT ADVISORS | ROBUSTO ASSET MANAGEMENT | RENASCENCE & PARTNERS LLC | PYRMONT INTERNATIONAL LTD | PEREGRINE & BLACK | PARATUS WEALTH | MWC GROUP | LOADSTONE GROUP, LTD | KMI CONSULTANTS | INVESTMENTS FOR EXPATS | IFS HONG KONG | HOLBORN ASSETS, LTD | HEADWAY WEALTH | HARRISON BROOK | FUTURE START FINANCIAL PLANNING | FOSTER WEALTH ADVISORS | FORTEM ADVISORS | FERREIRA SIMOES ENTERPRISES LTD | EXPAT WEALTH PARTNERS | EBG INTERNATIONAL | DEVERE & PARTNERS SWITZERLAND SA | DELTA FINANCIAL ADVISORS, INC. | CREDENCE INTERNATIONAL FINANCIAL CONSULTANCY LLC | COMBINED GLOBAL INVESTORS | CI ASSOCIATES | CHASE BUCHANAN | CARRICK WEALTH MANAGEMENT | CARRICK INVESTMENT SERVICES | CAMERON JAMES USA | BRIDGE WEALTH MANAGEMENT | BLUE OCEAN GLOBAL WEALTH MANAGEMENT | BLACKPOINT CAPITAL PARTNERS | BEN BUCKLEY FINANCE | BEACON GLOBAL ADVISORS | BEACON GLOBAL ADVISOR NETWORK, LLC | AUSTEN MORRIS ASSOCIATES USA | AUSTEN MORRIS ASSOCIATES | ARLO GROUP | AMERITY FINANCIAL | ALTOR WEALTH MANAGEMENT | ALEXANDER PETER WEALTH MANAGEMENT
Contact Information
Main Address
One Glenlake Parkway Suite 650, Atlanta, GA 30328Phone Number
(888) 679-6474# of Employees
61SEC notice filing (22 States and Territories)
Registered to provide investment advisory services in 22 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
1,833AUM (Assets Under Management)
$745,075,914Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
MORGAN STANLEY
SOLTIS INVESTMENT ADVISORS, LLC
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
MORGAN STANLEY
SOLTIS INVESTMENT ADVISORS, LLC
Primary Firm SEC Registration
1.618 FINANCIAL SERVICES | XL BUSINESS | WHITEKNIGHT WEALTH US | WHITE KNIGHT | W1 INVESTMENT GROUP USA | W1 INVESTMENT GROUP | UNITED MANAGEMENT | TITAN WEALTH INTERNATIONAL (USA) | TITAN FINANCIAL | THE WEALTH GENESIS | THE ARLO GROUP LIMITED | SKYBOUND WEALTH MANAGEMENT | SILVERHALL GLOBAL WEALTH | RP FINANCIAL GROUP | ROSEFINCH INVESTMENT ADVISORS | ROBUSTO ASSET MANAGEMENT | RENASCENCE & PARTNERS LLC | PYRMONT INTERNATIONAL LTD | PEREGRINE & BLACK | PARATUS WEALTH | MWC GROUP | LOADSTONE GROUP, LTD | KMI CONSULTANTS | INVESTMENTS FOR EXPATS | IFS HONG KONG | HOLBORN ASSETS, LTD | HEADWAY WEALTH | HARRISON BROOK | FUTURE START FINANCIAL PLANNING | FOSTER WEALTH ADVISORS | FORTEM ADVISORS | FERREIRA SIMOES ENTERPRISES LTD | EXPAT WEALTH PARTNERS | EBG INTERNATIONAL | DEVERE & PARTNERS SWITZERLAND SA | DELTA FINANCIAL ADVISORS, INC. | CREDENCE INTERNATIONAL FINANCIAL CONSULTANCY LLC | COMBINED GLOBAL INVESTORS | CI ASSOCIATES | CHASE BUCHANAN | CARRICK WEALTH MANAGEMENT | CARRICK INVESTMENT SERVICES | CAMERON JAMES USA | BRIDGE WEALTH MANAGEMENT | BLUE OCEAN GLOBAL WEALTH MANAGEMENT | BLACKPOINT CAPITAL PARTNERS | BEN BUCKLEY FINANCE | BEACON GLOBAL ADVISORS | BEACON GLOBAL ADVISOR NETWORK, LLC | AUSTEN MORRIS ASSOCIATES USA | AUSTEN MORRIS ASSOCIATES | ARLO GROUP | AMERITY FINANCIAL | ALTOR WEALTH MANAGEMENT | ALEXANDER PETER WEALTH MANAGEMENT
State Registrations and Notice Filings
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Nov 2008About the Series 26 examSimilar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
MORGAN STANLEY
SOLTIS INVESTMENT ADVISORS, LLC
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
MORGAN STANLEY
SOLTIS INVESTMENT ADVISORS, LLC
