William M. Johnson
Professional summary
William Martin Johnson is a registered financial professional currently at ASCENDIANT CAPITAL MARKETS, LLC located in Jupiter, Florida.
William is registered as a RR (Registered Representative) and started their career in finance in 1999. William has worked at 7 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Martin Johnson's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 18, 2011 - Present
ASCENDIANT CAPITAL MARKETS, LLC
February 21, 2007 - April 14, 2011
NOBLE CAPITAL MARKETS, INC.
November 30, 2004 - February 20, 2007
VIEWTRADE SECURITIES, INC.
June 25, 2003 - December 8, 2004
SEABOARD SECURITIES, INC.
November 21, 2002 - July 25, 2003
PROGRAM TRADING CORP.
July 23, 2002 - October 31, 2002
INTERNATIONAL SECURITIES CORPORATION
June 25, 1999 - March 13, 2002
HUDSON SECURITIES,INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/22/2011)
(4/4/2011)
(6/18/2013)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 11/20/1999
Limited Representative-Equity Trader ExamFINRA
Current Firm
ASCENDIANT CAPITAL MARKETS, LLC
CRD#: 152912 / SEC#: , 8-68487
Contact information
FINRA licenses (29 States and Territories)
Disclosures
| Regulatory Event | 10 |
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