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Edwin Diehl Mann Jr

CRD# 318796·Registered 1970 - 1986
Previously Registered: Being a previously registered professional could mean that Edwin is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Edwin Diehl Mann JR was a registered financial advisor. Edwin was a previously registered financial professional and started their career in finance 1970 - 1986. Edwin had worked at 6 firms and has passed the Series 63, Series 3, Series 7 and Series 1 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

57 years in the financial services industry

Current & Past Employments

CARDELL & ASSOCIATES, INCORPORATED·CRD# 7700
BD
September 25, 1984 - June 11, 1986
LEHMAN BROTHERS INC.·CRD# 7506
BD
November 11, 1983 - May 30, 1984
THOMSON MCKINNON SECURITIES INC.·CRD# 829
BD
December 1, 1982 - October 13, 1983
TOWER SQUARE SECURITIES, INC.·CRD# 833
BD
November 27, 1973 - November 21, 1983
REYNOLDS SECURITIES, INC.·CRD# 712
BD
July 6, 1972 - December 12, 1973
DUPONT WALSTON, INCORPORATED·CRD# 870
BD
January 26, 1970 - August 3, 1972

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Current Firm

C&
CARDELL & ASSOCIATES, INCORPORATED

CARDELL & ASSOCIATES, INCORPORATED

CRD#: 7700 / SEC#: 8-22878
BD
Expelled by FINRA on 01/15/1987

Contact Information

Established

New Jersey since 05/12/1978

Firm Type

Corporation

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1983About the Series 63 exam

Series 3 — National Commodity Futures Examination

Passed May 1983About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Jan 1983About the Series 7 exam

Series 1 — Registered Representative Examination

Passed Dec 1968

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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