Philip B. Moran
PORTFOLIO ADVISORY COUNCIL,L.L.C.
Houston, TX 77046
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CRD#: 3187914
Professional summary
Philip Bruce Moran, AIF®, CFP®, ChFC®, CLU® is a registered financial advisor currently at PORTFOLIO ADVISORY COUNCIL,L.L.C. located in Houston, Texas.
Philip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Philip has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. PORTFOLIO ADVISORY COUNCIL, LLC., START DATE: 6/1/1999, 3 GREENWAY PLAZA, SUITE 1776, HOUSTON, TX 77046, RIA, ADVISOR, MANAGE CLIENT ASSETS, INVESTMENT RELATED, 120 HOURS PER MONTH, 8 HOURS PER DAY DURING TRADING HOURS.
2. INDEPENDENT INSURANCE AGENT, SOLE-PROPRIETOR, START DATEl 1/1/1999, 3 GREENWAY PLAZA, SUITE 1776, HOUSTON, TX 77046, INSURANCE AGENT, FIXED INSURANCE SALES, INVESTMENT RELATED, 5 HOURS PER MONTH, 0 HOURS PER DAY DURING TRADING HOURS.
3. PVM PORTFOLIO ADVISORY, INC., START DATE: 7/15/2015, 3 GREENWAY PLAZA, SUITE 1776, HOUSTON, TX 77046, S CORPORATION, PRINCIPAL, PAYROLL AND EXPENSE ACCOUNTING, NOT INVESTMENT RELATED, 0 HOURS PER MONTH, 0 HOURS PER DAY DURING TRADING HOURS.
4. SMU COX SCHOOL OF BUSINESS, START DATE: 7/1/2011, 6212 BISHOP BLVD, DALLAS, TX 75275, UNIVERSITY, BOARD MEMBER, MEET TWICE A YEAR TO DISCUSS THE STATUS OF SMU SCHOOL OF BUSINESS, NOT INVESTMENT RELATED, 1 HOUR PER MONTH, 0 HOURS PER DAY DURING TRADING HOURS.
5. AESC, START DATE: 7/1/2011, CORPORATION, 121 E. MAGNOLIA, SUITE 103, FRIENDSWOOD, TX 77546, NON-PROFIT ORGANIZATION, COMMITTEE CHAIRPERSON, ASSIST IN PLANNING ASSOCIATION MEETINGS, NOT INVESTMENT RELATED, 2 HOURS PER MONTH, 0 HOURS PER DAY DURING TRADING HOURS.
6. KU ALUMNI ASSOCIATION, START DATE: 12/7/2012, 1266 OREAD AVENUE, LAWRENCE, KS 66045, NON PROFIT ORGANIZATION, NETWORK LEADER, ATTEND LOCAL ALUMNI MEETINGS, NOT INVESTMENT RELATED, 2 HOURS PER MONTH, 0 HOURS PER DAY DURING TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Philip Bruce Moran's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2001
Experience
Current
August 27, 2003 - Present
PORTFOLIO ADVISORY COUNCIL,L.L.C.
Office #1: 3 Greenway Plaza Suite 1776, Houston, TX 77046RIA
CRD#: 107465
Houston, TX
Past
October 10, 2017 - March 6, 2018
MUTUAL SECURITIES, INC.
BD
CRD#: 13092
Houston, TX
Past
January 3, 2007 - October 13, 2017
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
HOUSTON, TX
Past
August 27, 2003 - December 31, 2013
PORTFOLIO ADVISORY COUNCIL,L.L.C.
RIA
CRD#: 107465
HOUSTON, TX
Past
March 4, 1999 - December 31, 2006
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
HOUSTON, TX
Past
February 27, 1999 - December 31, 2006
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PORTFOLIO ADVISORY COUNCIL,L.L.C.
PORTFOLIO ADVISORY COUNCIL, L.L.C. | SUTTON WILLIAM THOMAS JR | PORTFOLIO ADVISORY COUNCIL,L.L.C.
CRD#: 107465 / SEC#: 801-27691
RIA
Registered Investment Advisory firm - (9/15/1986 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Louisiana(7/27/2017)
IAR
Texas(8/27/2003)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
PA
PORTFOLIO ADVISORY COUNCIL,L.L.C.
PORTFOLIO ADVISORY COUNCIL, L.L.C. | SUTTON WILLIAM THOMAS JR | PORTFOLIO ADVISORY COUNCIL,L.L.C.
CRD#: 107465 / SEC#: 801-27691
RIA
Registered Investment Advisory firm - (9/15/1986 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3 Greenway Plaza Suite 1776, Houston, TX 77046
Mailing Address
Phone number
(713) 574-6015
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 909 |
| AUM (Assets Under Management) | $ 465,030,058 |
Red Flags
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