Jeremy C. Andres
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeremy Cabal Andres, who also goes by Jeremy C Andres, was a registered financial professional .
Jeremy is a previously registered financial professional and started their career in finance in 2000. Jeremy had worked at 5 firms and has passed the Series 63, SIE, Series 55, Series 7, Series 7A and Series 25 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 25, 2016 - October 7, 2024
DINOSAUR FINANCIAL GROUP, L.L.C
May 13, 2015 - January 15, 2016
TULLETT PREBON FINANCIAL SERVICES LLC
January 2, 2014 - May 1, 2015
LAMPERT CAPITAL MARKETS INC.
May 16, 2002 - October 11, 2004
CARL H. PFORZHEIMER & CO.
October 1, 2000 - January 6, 2014
KCCI, LTD.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 2/5/2003
Limited Representative-Equity Trader ExamSeries 7A
Date: 4/26/2001
Floor Broker Representative ExamSeries 25
Date: 11/30/1999
NYSE Trading Assistant ExaminationCurrent Firm
DINOSAUR FINANCIAL GROUP, L.L.C
CRD#: 104446 / SEC#: , 8-52908
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
