MF
Michael D. Finley
S&S WEALTH MANAGEMENT
GRAND PRAIRIE, TX 75050
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CRD#: 3187874
MF
Professional summary
Michael Douglas Finley, who also goes by Michael D Finley, is a registered financial advisor currently at S&S WEALTH MANAGEMENT located in Grand Prairie, Texas and OSAIC WEALTH, INC. located in Grand Prairie, Texas.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Michael has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael D Finley
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME: S&S WEALTH MANAGEMENT, L.P.; NATURE OF THE BUSINESS: REGISTERED INVESTMENT ADVISOR; Partnership POSITION, TITLE OR RELATIONSHIP: Financial Advisor, INVESTMENT ADVISOR REP START DATE: 02/01/2004 INVESTMENT RELATED: Yes DESCRIPTION: FEE BASED MONEY MANAGEMENT; Investment Advisor and technology NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 2. REGISTERED REPRESENTATIVE OF TRIAD ADVISORS, INC.5185 PEACHTREE PKWY, SUITE 280, NORCROSS, GA 30092; INVESTMENT RELATED; START 04/30/2012; 80 HOURS/MONTH DURING BUSINESS HOURS; COMMISSION-BASED SECURITIES. 3. INDEPENDENT LICENSED INSURANCE AGENT; INVESTMENT RELATED; 2505 N STATE HWY 360, SUITE 490, GRAND PRAIRIE, TX 75050; SINCE 2/15/2001; 10 HOURS/MONTH; LIFE INSURANCE AND ANNUITIES SALES 4. STRICKLAND FINANCIAL POSITION: Fixed insurance product sales NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2012 ADDRESS: 800 E Border St, Ste 200, Arlington TX 76010, United States DESCRIPTION: Sales of fixed annuities and life insurance products.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Douglas Finley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 13, 2004 - Present
S&S WEALTH MANAGEMENT
Office #1: 2505 N. Highway 360 Suite 490, Grand Prairie, TX 75050RIA
CRD#: 130652
GRAND PRAIRIE, TX
Current
August 23, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 2505 N. Highway 360 Suite 490, Grand Prairie, TX 75050RIA
BD
CRD#: 23131
GRAND PRAIRIE, TX
Past
April 30, 2012 - August 23, 2024
TRIAD ADVISORS LLC
BD
CRD#: 25803
GRAND PRAIRIE, TX
Past
January 4, 2000 - May 2, 2012
MOMENTUM INDEPENDENT NETWORK INC.
BD
CRD#: 17587
DALLAS, TX
Past
March 29, 1999 - December 12, 1999
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
WINDSOR, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
S&S WEALTH MANAGEMENT
S & S WEALTH MANAGEMENT, L.P. | S&S WEALTH MANAGEMENT
CRD#: 130652 / SEC#: 801-126309
RIA
Registered Investment Advisory firm - (8/3/2022 Approved)Louisiana
Registered Investment Advisory firm - (8/10/2022 Terminated)Michigan
Registered Investment Advisory firm - (8/16/2022 Terminated)Texas
Registered Investment Advisory firm - (8/9/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(8/23/2024)
IAR
Louisiana(6/29/2012)
RR
Oklahoma(8/23/2024)
RR
Pennsylvania(8/23/2024)
RR
South Carolina(8/23/2024)
IAR
Texas(4/13/2004)
RR
Texas(8/23/2024)
RR
Virginia(8/23/2024)
RR
Wisconsin(8/23/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SW
S&S WEALTH MANAGEMENT
S & S WEALTH MANAGEMENT, L.P. | S&S WEALTH MANAGEMENT
CRD#: 130652 / SEC#: 801-126309
RIA
Registered Investment Advisory firm - (8/3/2022 Approved)Louisiana
Registered Investment Advisory firm - (8/10/2022 Terminated)Michigan
Registered Investment Advisory firm - (8/16/2022 Terminated)Texas
Registered Investment Advisory firm - (8/9/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2505 N. Highway 360 Suite 490, Grand Prairie, TX 75050-7825
Mailing Address
Phone number
(817) 276-8090
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 755 |
| AUM (Assets Under Management) | $ 126,023,021 |
Red Flags
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