Clealon B. Mann
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Clealon Bray Mann, who also goes by Clealon B Mann, Clealon B Bray Mann, was a registered financial professional .
Clealon is a previously registered financial professional and started their career in finance in 1970. Clealon had worked at 7 firms and has passed the Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 17, 1988 - September 19, 1989
FIRST EAGLE, INC.
November 17, 1986 - November 2, 1988
BLINDER, ROBINSON & CO., INC.
January 14, 1975 - June 10, 1986
AMERICAN FUNDS & TRUSTS INCORPORATED
February 4, 1974 - December 26, 1974
UNIVERSAL UNDERWRITING SERVICE, INC.
October 24, 1973 - April 17, 1975
WORLD CAPITAL BROKERAGE, INC.
April 7, 1971 - November 23, 1973
USLIFE EQUITY SALES CORP
December 8, 1970 - April 4, 1971
CORNERSTONE FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/7/1970
Registered Representative ExaminationCurrent Firm
FIRST EAGLE, INC.
CRD#: 16509 / SEC#: , 8-34079
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
