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AW

Aaron B. Wallace

PRUVISE
NEWPORT BEACH, CA 92660
Some features on this profile are disabled
CRD#: 3187696
AW
Aaron Benjamin WallacePRUVISE

Professional summary

Aaron Benjamin Wallace is a registered financial advisor currently at PRUVISE located in Newport Beach, California.

Aaron is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Aaron has worked at 3 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aaron Benjamin Wallace's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 4, 2026 - Present

PRUVISE

Office #1: 4695 Macarthur Ct 1100, Newport Beach, CA 92660
RIA
CRD#: 304365
NEWPORT BEACH, CA
Past

March 29, 2022 - August 5, 2026

FISHER INVESTMENTS

RIA
CRD#: 107342
TAMPA, FL
Past

September 13, 2002 - September 4, 2007

KBC SECURITIES USA LLC

BD
CRD#: 46709
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(9/4/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 3/29/2022
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 9/6/2002
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 3
Date: 5/12/2014
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 9/12/2002
General Securities Representative Examination

Current Firm

PR
PRUVISE
PRUVISE | PRUVISE, INC

CRD#: 304365 / SEC#:

California
Registered Investment Advisory firm - (9/18/2019 Approved)
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Contact information

Main Address
4695 Macarthur Ct 1100, Newport Beach, CA 92660
Mailing Address
Phone number
(949) 798-5744
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts1
AUM (Assets Under Management)$ 100,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PRUVISE

CRD#: 304365Newport Beach, CA 92660

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