Barbara L. Baie
Professional summary
Barbara Lynn Baie, who also goes by Barbara Walter, is a registered financial advisor currently at K&S WEALTH ADVISORS, LLC located in Lubbock, Texas and KUYKENDALL & SCHNEIDER, INC. located in Lubbock, Texas.
Barbara is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Barbara has worked at 3 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7, Series 6, Series 24, Series 51 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Barbara Lynn Baie's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 28, 2023 - Present
K&S WEALTH ADVISORS, LLC
Office #1: 8009 Genoa Avenue, Lubbock, TX 79424October 19, 2011 - Present
KUYKENDALL & SCHNEIDER, INC.
Office #1: 8009 Genoa Avenue, Lubbock, TX 79424Office #2: 8009 Genoa Avenue, Lubbock, TX 79424March 2, 1999 - February 8, 2011
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/11/2021)
(6/10/2022)
(7/12/2023)
(10/19/2011)
(6/28/2023)
(2/28/2023)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
K&S WEALTH ADVISORS, LLC
CRD#: 294310 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 111 |
| AUM (Assets Under Management) | $ 60,361,912 |
Red Flags
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