Michael Buchanan
Professional summary
Michael Buchanan, who also goes by Michael Ladaryall Buchanan, is a registered financial advisor currently at KEY INVESTMENT SERVICES LLC located in Southfield, Michigan.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Michael has worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael Buchanan's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Michael Buchanan's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 9, 2024 - Present
KEY INVESTMENT SERVICES LLC
Office #1: 4000 Town Center Suite 1260, Southfield, MI 48075October 8, 2024 - Present
KEY INVESTMENT SERVICES LLC
Office #1: 4000 Town Center Suite 1260, Southfield, MI 48075October 10, 2013 - June 5, 2024
J.P. MORGAN SECURITIES LLC
October 10, 2013 - June 5, 2024
J.P. MORGAN SECURITIES LLC
May 2, 2013 - October 23, 2013
VALIC FINANCIAL ADVISORS, INC.
May 1, 2013 - October 23, 2013
VALIC FINANCIAL ADVISORS, INC.
August 4, 2011 - July 27, 2012
PNC WEALTH MANAGEMENT LLC
July 22, 2011 - July 27, 2012
PNC WEALTH MANAGEMENT LLC
April 21, 2009 - July 11, 2011
CHASE INVESTMENT SERVICES CORP.
April 20, 2009 - July 11, 2011
CHASE INVESTMENT SERVICES CORP.
October 9, 2008 - April 17, 2009
LPL FINANCIAL LLC
September 16, 2008 - April 17, 2009
LPL FINANCIAL LLC
July 19, 2005 - September 10, 2008
CHASE INVESTMENT SERVICES CORP.
July 18, 2005 - September 10, 2008
CHASE INVESTMENT SERVICES CORP.
April 1, 2005 - July 28, 2005
NATCITY INVESTMENTS, INC.
June 21, 2002 - March 9, 2005
EQUITABLE ADVISORS, LLC
May 2, 2002 - June 17, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 2, 2000 - June 17, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 29, 1999 - September 11, 2000
COMERICA SECURITIES
Primary Firm SEC Registration
KEY INVESTMENT SERVICES LLC
CRD#: 136300 / SEC#: 801-65060, 8-66999
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/8/2024)
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Exams
FINRA
Current Firm
KEY INVESTMENT SERVICES LLC
CRD#: 136300 / SEC#: 801-65060, 8-66999
Contact information
SEC notice filing (44 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KEYBANC CAPITAL MARKETS INC. | SOLE OWNER | 566 |
| CALABRESE, GIUSEPPE NMN | CO-CEO/PRESIDENT | 5013231 |
| DOUCE, MARK IVAN | CHIEF COMPLIANCE OFFICER | 2959137 |
| GULLA, MATTHEW TODD | CHIEF ADMINISTRATIVE OFFICER | 3040637 |
| HOTZ, BURTON BRUCE NICHOLAS | CHIEF RISK OFFICER | 3025138 |
| JANOFSKY, PAULA MARIE | OPERATIONS OFFICER | 2882776 |
| KOVACHICK, MARK ALLAN | CHIEF FINANCIAL OFFICER/DIRECTOR | 5390571 |
| SCHMIDT, SOLOMON LEE | CO-CEO/PRESIDENT | 4404279 |
| SKARDA, JOSEPH BRIEL | HEAD OF KEY WEALTH MANAGEMENT | 4288186 |
| THEBERGE, JONATHAN MARC | CHIEF OPERATIONS OFFICER | 7722891 |
| WEICK, PAUL ALFRED II | CHIEF LEGAL OFFICER | 2286289 |
Regulatory assets under management
| Total Number of Accounts | 27,533 |
| AUM (Assets Under Management) | $ 6,107,213,206 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
