JP
John W. Perdue
WMG FINANCIAL ADVISORS
Knoxville, TN 37932
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CRD#: 3187452
JP
Professional summary
John W Perdue, who also goes by John Wayne Perdue Jr, John Wayne Perdue, is a registered financial advisor currently at WMG FINANCIAL ADVISORS, LLC located in Knoxville, Tennessee.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. John has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
John Wayne Perdue Jr | John Wayne Perdue
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
WMG FINANCIAL ADVISORS LLC; Investment Related; Residence; Investment Advisory; VP Corporate Finance and Compliance & Investment Adviser; Start Date 12/2013; 160 hours per month, more or less, with the majority hours per month occurring during trading hours; Accounting, Compliance, and Client Services. >> POA; Investment Related; Residence; Other; Power of Attorney (POA); Start Date 01/2022; Minimal hours per month; I have power of attorney for my mother. >> WMG FINANCIAL SERVICES; Investment Related; Residence; Insurance; Producer; Start Date 07/2023; 2 hours per month with those 2 hours occurring during trading hours; Sales and service of insurance products including variable universal life products.
CRS (Client Relationship Summary) - RIA
Click below to view John W Perdue's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 6, 2019 - Present
WMG FINANCIAL ADVISORS, LLC
Office #1: 620 Mabry Hood Road Suite 101, Knoxville, TN 37932RIA
CRD#: 285824
Knoxville, TN
Past
June 13, 2023 - September 5, 2023
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
Athens, TN
Past
December 11, 2017 - May 4, 2019
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
KNOXVILLE, TN
Past
December 8, 2017 - June 21, 2022
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
KNOXVILLE, TN
Past
February 26, 2014 - December 20, 2017
OSAIC FS, INC.
RIA
CRD#: 3870
KNOXVILLE, TN
Past
January 21, 2014 - December 20, 2017
OSAIC FS, INC.
BD
CRD#: 3870
KNOXVILLE, TN
Past
May 4, 1999 - December 31, 1999
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
APPLETON, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WF
WMG FINANCIAL ADVISORS, LLC
DAVIS WEALTH PARTNERS | WMG FINANCIAL ADVISORS, LLC | LEGACY WEALTH MANAGEMENT | KAIZEN RETIREMENT PLAN CONSULTANTS, LLC
CRD#: 285824 / SEC#: 801-116718
RIA
Registered Investment Advisory firm - (6/4/2019 Approved)Florida
Registered Investment Advisory firm - (8/16/2019 Terminated)Georgia
Registered Investment Advisory firm - (8/23/2019 Terminated)Louisiana
Registered Investment Advisory firm - (8/19/2019 Terminated)Mississippi
Registered Investment Advisory firm - (8/16/2019 Terminated)Tennessee
Registered Investment Advisory firm - (8/19/2019 Terminated)Texas
Registered Investment Advisory firm - (8/16/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Tennessee(5/6/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
WF
WMG FINANCIAL ADVISORS, LLC
DAVIS WEALTH PARTNERS | WMG FINANCIAL ADVISORS, LLC | LEGACY WEALTH MANAGEMENT | KAIZEN RETIREMENT PLAN CONSULTANTS, LLC
CRD#: 285824 / SEC#: 801-116718
RIA
Registered Investment Advisory firm - (6/4/2019 Approved)Florida
Registered Investment Advisory firm - (8/16/2019 Terminated)Georgia
Registered Investment Advisory firm - (8/23/2019 Terminated)Louisiana
Registered Investment Advisory firm - (8/19/2019 Terminated)Mississippi
Registered Investment Advisory firm - (8/16/2019 Terminated)Tennessee
Registered Investment Advisory firm - (8/19/2019 Terminated)Texas
Registered Investment Advisory firm - (8/16/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
620 Mabry Hood Road Suite 101, Knoxville, TN 37932
Mailing Address
Phone number
(865) 290-4000
Established
Firm type
Fiscal year end
# of Employees
16
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,940 |
| AUM (Assets Under Management) | $ 614,890,081 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WMG FINANCIAL ADVISORS, LLC
CRD#: 285824Knoxville, TN 37932TRUST BUT VERIFY
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