Les Nesmith

CPA ADVISORY SERVICES, P.C.

SCOTTSDALE, AZ 85258

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CRD#: 3187322

Professional summary

Les Nesmith, who also goes by Leslie Lee Nesmith, is a registered financial advisor currently at CPA ADVISORY SERVICES, P.C. located in Scottsdale, Arizona.

Les is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Les has worked at 1 firm and has passed the Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Leslie Lee Nesmith

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Les Nesmith's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 5, 2002 - Present

CPA ADVISORY SERVICES, P.C.

Office #1: 7373 E. Doubletree Ranch Rd. #255, Scottsdale, AZ 85258

RIA

CRD#: 114170

SCOTTSDALE, AZ

Past

June 5, 2002 - December 31, 2013

CPA ADVISORY SERVICES, P.C.

RIA

CRD#: 114170

CAVE CREEK, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(6/5/2002)

IAR

California
(6/7/2021)

IAR

Illinois
(7/20/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/19/1999

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 2/6/1999

General Securities Representative Examination

Current Firm

CPA ADVISORY SERVICES, P.C.

CPA ADVISORY SERVICES, INC. | CPA ADVISORY SERVICES, P.C.

CRD#: 114170 / SEC#:

Arizona

Registered Investment Advisory firm - (3/27/2000 Approved)

California

Registered Investment Advisory firm - (6/7/2021 Approved)

Illinois

Registered Investment Advisory firm - (7/20/2022 Approved)

Texas

Registered Investment Advisory firm - (5/6/2022 Conditional Restricted)

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Contact information

Main Address

7373 E. Doubletree Ranch Rd. #255, Scottsdale, AZ 85258

Mailing Address

Po Box 27080, Scottsdale, AZ 85255

Phone number

(480) 860-1252

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	330
AUM (Assets Under Management)	$ 75,547,651

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Les Nesmith

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Les Nesmith's CRS (Customer Relationship Summary).

Certified licenses

Experience

CPA ADVISORY SERVICES, P.C.

CPA ADVISORY SERVICES, P.C.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/19/1999

Series 7

Date: 2/6/1999

Current Firm

CPA ADVISORY SERVICES, P.C.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CPA ADVISORY SERVICES, P.C.

TRUST BUT VERIFY

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