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Bernhard Fred Manko

CRD# 318728·Registered 1969 - 1989
Previously Registered: Being a previously registered professional could mean that Bernhard is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Bernhard Fred Manko was a registered financial advisor. Bernhard was a previously registered financial professional and started their career in finance 1969 - 1989. Bernhard had worked at 9 firms and has passed the Series 41, Series 1, Series 4 and Series 40 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

61 years in the financial services industry

Current & Past Employments

ROMAN TRADING CORP.·CRD# 18096
BD
February 29, 1988 - April 12, 1989
ROMAN TRADING CORP.·CRD# 18096
BD
February 28, 1988 - April 12, 1989
MANKO COMPANY·CRD# 15299
BD
June 14, 1985 - January 30, 1989
KUMA SECURITIES CORPORATION D/B/A GENERAL TRADING COMPANY·CRD# 14501
BD
December 15, 1983 - January 2, 1985
MANAGER ADVISORY GROUP INC.·CRD# 13229
BD
September 22, 1983 - February 4, 1987
ARBITRAGE MANAGEMENT COMPANY·CRD# 7633
BD
July 7, 1978 - October 8, 1984
GOODSON PARRY MANKO & COSTA INCORPORATED·CRD# 6366
BD
May 24, 1976 - July 28, 1980
OXFORD SECURITIES, LTD.·CRD# 6030
BD
March 30, 1972 - July 11, 1972
PHILIPS, APPEL & WALDEN, INC.·CRD# 659
BD
January 6, 1970 - April 1, 1971
WURZBURGER, MORROW & KEOUGH, INC.·CRD# 2854
BD
September 26, 1969 - April 18, 1977

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Current Firm

RT
ROMAN TRADING CORP.

FREDCO SECURITIES | ROMAN TRADING CORP.

CRD#: 18096
BD
Terminated by FINRA on 02/07/1990

Contact Information

Established

New York since 12/02/1985

Firm Type

Sole Proprietorship

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 41 — NYSE Allied Member Examination

Passed Jul 1982

Series 1 — Registered Representative Examination

Passed Nov 1965

Series 4 — Registered Options Principal Examination

Passed Sep 1977About the Series 4 exam

Series 40 — Registered Principal Examination

Passed Aug 1976

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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