Karen E. Savaglia

INTEGRITY ALLIANCE, LLC.

Oconomowoc, WI 53066

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CRD#: 3187002

Professional summary

Karen E Savaglia, who also goes by Karen E Riese, Karen Elizabeth Riese, Karen E. Savaglia, Karen R. Savaglia, Karen Savaglia, is a registered financial professional currently at INTEGRITY ALLIANCE, LLC. located in Oconomowoc, Wisconsin and J.W. COLE FINANCIAL, INC. located in Tampa, Florida.

Karen is registered as a RR (Registered Representative) and started their career in finance in 2000. Karen has worked at 9 firms and has passed the Series 63, SIE, Series 7, Series 10 and Series 9 exams.

Aliases

Karen E Riese | Karen Elizabeth Riese | Karen E. Savaglia | Karen R. Savaglia | Karen Savaglia

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Karen E Savaglia's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 19, 2026 - Present

INTEGRITY ALLIANCE, LLC.

Office #1: 128 Silver Lake Plz #b, Oconomowoc, WI 53066Office #2: 2831 N Grandview Blvd Suite 217, Pewaukee, WI 53072Office #3: 7670 N. Port Washington Rd Suite104, Fox Point, WI 53217

RIA

CRD#: 139627

Oconomowoc, WI

Current

September 22, 2026 - Present

J.W. COLE FINANCIAL, INC.

Office #1: 4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634

CRD#: 124583

TAMPA, FL

Past

January 19, 2024 - December 31, 2024

OSAIC WEALTH, INC.

CRD#: 23131

OAK CREEK, WI

Past

May 9, 2019 - January 19, 2024

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

OAK CREEK, WI

Past

April 1, 2013 - May 17, 2019

CETERA WEALTH SERVICES, LLC

CRD#: 13572

OAK CREEK, WI

Past

January 18, 2008 - April 2, 2013

COORDINATED CAPITAL SECURITIES, INC.

CRD#: 14762

OAK CREEK, WI

Past

April 26, 2004 - January 7, 2008

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

WAUKESHA, WI

Past

September 7, 2000 - April 26, 2004

FIRST CLEARING, LLC

CRD#: 17344

ST. LOUIS, MO

Past

July 6, 2000 - August 11, 2000

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CRD#: 793

ST. LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Wisconsin
(2/19/2026)

Exams

What does exam status mean?

State Security Law Exam

Series 63

Status Unavailable

Passed: 12/13/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Status Unavailable

Passed: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Status Unavailable

Passed: 7/5/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Status Unavailable

Passed: 7/1/2004

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Status Unavailable

Passed: 6/30/2004

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

Current Firm

J.W. COLE FINANCIAL, INC.

CRD#: 124583 / SEC#: , 8-65698

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634

Mailing Address

4301 Anchor Plaza Parkway 4th Floor, Tampa, FL 33634

Phone number

(813) 935-6776

Established

Florida since 10/14/2002

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
JWC WEALTH PARTNERS	OWNER
FUSSA OCASIO, FERNANDO	CFO/FINOP	2471569
LOFGREN, KURT WALKER	CHIEF COMPLIANCE OFFICER	3048472
PACK, TODD JAMES	CHIEF OPERATING OFFICER	2795590
WEST, EUGENE	DESIGNATED MUNICIPAL PRINCIPAL/ROSFP	2059974
WOOD, ROBERT JULIAN	TREASURER/SECRETARY/GP/CEO	3217809

Disclosures

Regulatory Event	1
Arbitration	1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Karen E. Savaglia

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Karen E Savaglia's CRS (Customer Relationship Summary).

Certified licenses

Experience

J.W. COLE FINANCIAL, INC.

OSAIC WEALTH, INC.

WOODBURY FINANCIAL SERVICES, INC.

CETERA WEALTH SERVICES, LLC

COORDINATED CAPITAL SECURITIES, INC.

WELLS FARGO CLEARING SERVICES, LLC

FIRST CLEARING, LLC

STIFEL, NICOLAUS & COMPANY, INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Passed: 12/13/2000

SIE

Passed: 10/1/2018

Series 7

Passed: 7/5/2000

Series 10

Passed: 7/1/2004

Series 9

Passed: 6/30/2004

FINRA

Current Firm

J.W. COLE FINANCIAL, INC.

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

J.W. COLE FINANCIAL, INC.

TRUST BUT VERIFY

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