Kathleen A. Larouere

SENIOR TAX ADVISORY GROUP

Colorado Springs, CO 80918

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CRD#: 3186732

Professional summary

Kathleen Ann Larouere, who also goes by Kathleen Ann Kotik, Kathleen Ann Larovere, is a registered financial advisor currently at SENIOR TAX ADVISORY GROUP, INC. located in Colorado Springs, Colorado.

Kathleen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Kathleen has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kathleen Ann Kotik | Kathleen Ann Larovere

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Andreson Financial Planning, DBA Senior Tax Advisory Group; Investment-Related; 6775 Rangewood Dr., Colorado Springs, CO 80918; Insurance/tax; Sales Representative; 09/2006; Approx. 100 hours/month; Approx. 50 hours/month during trading hours; Insurance account reviews. 2) Kathleen Larouere; Investment-Related; 6775 Rangewood Dr., Colorado Springs, CO 80918; Insurance/tax; Licensed Insurance Agent; 09/2006; Approx. 100 hours/month as Sales Representative with Senior Tax Advisory Group; Approx. 50 hours/month during trading hours as Sales Representative with Senior Tax Advisory Group; Insurance account reviews.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kathleen Ann Larouere's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 3, 2022 - Present

SENIOR TAX ADVISORY GROUP, INC.

Office #1: 6775 Rangewood Dr., Colorado Springs, CO 80918

RIA

CRD#: 318058

Colorado Springs, CO

Past

February 11, 2020 - December 7, 2020

SENIOR TAX ADVISORY GROUP

RIA

CRD#: 305375

COLORADO SPRINGS, CO

Past

January 10, 2020 - July 11, 2022

SIMPLICITY WEALTH

RIA

CRD#: 300572

Colorado Springs, CO

Past

January 7, 2020 - January 7, 2020

SIMPLICITY WEALTH

RIA

CRD#: 300572

Colorado Springs, CO

Past

May 12, 2014 - December 31, 2019

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

Colorado Springs, CO

Past

April 22, 2014 - December 31, 2019

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

Colorado Springs, CO

Past

July 22, 2009 - April 16, 2014

FIRST HEARTLAND CAPITAL, INC.

CRD#: 32460

COLORADO SPRINGS, CO

Past

September 7, 2007 - July 17, 2009

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

COLORADO SPRINGS, CO

Past

January 16, 2007 - September 21, 2007

AMERITAS INVESTMENT COMPANY, LLC

CRD#: 14869

COLORADO SPRINGS, CO

Past

March 10, 1999 - September 6, 2006

T. ROWE PRICE INVESTMENT SERVICES, INC.

CRD#: 8348

COLORADO SPRINGS, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SENIOR TAX ADVISORY GROUP, INC.

SENIOR TAX ADVISORY GROUP, INC | SENIOR TAX ADVISORY GROUP, INC.

CRD#: 318058 / SEC#: 801-123170

RIA

Registered Investment Advisory firm - (2/9/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(3/3/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/3/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/30/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/17/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/9/1999

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/14/2002

General Securities Principal Examination

Current Firm

SENIOR TAX ADVISORY GROUP, INC.

SENIOR TAX ADVISORY GROUP, INC | SENIOR TAX ADVISORY GROUP, INC.

CRD#: 318058 / SEC#: 801-123170

RIA

Registered Investment Advisory firm - (2/9/2022 Approved)

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Contact information

Main Address

6775 Rangewood Dr., Colorado Springs, CO 80918

Mailing Address

Phone number

(719) 596-4844

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A - FIRM BROCHURE (3/23/2025)

Regulatory assets under management

Total Number of Accounts	1,142
AUM (Assets Under Management)	$ 88,485,973

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kathleen A. Larouere

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kathleen Ann Larouere's CRS (Customer Relationship Summary).

Certified licenses

Experience

SENIOR TAX ADVISORY GROUP

SIMPLICITY WEALTH

SIMPLICITY WEALTH

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

FIRST HEARTLAND CAPITAL, INC.

VOYA FINANCIAL ADVISORS, INC.

AMERITAS INVESTMENT COMPANY, LLC

T. ROWE PRICE INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

SENIOR TAX ADVISORY GROUP, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/3/2014

Series 63

Date: 3/30/1999

SIE

Date: 10/1/2018

Series 7

Date: 11/17/1999

Series 6

Date: 3/9/1999

Series 24

Date: 5/14/2002

Current Firm

SENIOR TAX ADVISORY GROUP, INC.

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SENIOR TAX ADVISORY GROUP, INC.

TRUST BUT VERIFY

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