Victor A. Bright
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Victor Arvia Bright III, CFP®, who also goes by VIc Bright, Victor A Bright, was a registered financial professional .
Victor is a previously registered financial professional and started their career in finance in 2000. Victor had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2015
Experience
February 12, 2020 - August 10, 2023
B3 ADVISORS LLC
January 3, 2011 - June 7, 2018
WELLS FARGO CLEARING SERVICES, LLC
January 3, 2011 - June 7, 2018
WELLS FARGO CLEARING SERVICES, LLC
October 17, 2007 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
October 11, 2007 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
December 8, 2004 - July 21, 2006
INVESTORS CAPITAL CORP.
April 9, 2002 - December 31, 2004
ESSEX SECURITIES LLC
November 22, 2000 - February 6, 2002
FIDELITY DISTRIBUTORS COMPANY LLC
May 19, 2000 - November 14, 2000
ROBERT W. BAIRD & CO. INCORPORATED
May 19, 2000 - November 14, 2000
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
B3 ADVISORS LLC
CRD#: 307380 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
