David L. Van Overeem

RMR CAPITAL MANAGEMENT LLC

Tustin, CA 92780

Some features on this profile are disabled

CRD#: 3186424

Professional summary

David Leonard Van Overeem, who also goes by David Leonard Vanovereem, is a registered financial advisor currently at RMR CAPITAL MANAGEMENT LLC located in Tustin, California.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. David has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David Leonard Vanovereem

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. RMR Capital Management, LLC-Investment Related Business- 17822 E 17th St Suite 310 Tustin, CA 92780- Financial Advisory Firm- Owner, President- Sept 2016 Start Date- 160 Hours/month-8 hours during securities trading hours- Managing the financial planning and money management for 60 clients. 2. PKS Financial Services. Investment Related. 80 State St, Albany, NY 12207. Fixed Insurance. Agent. 09/2016. 5 Hrs/Mo; All During Trading Hours. Offer Fixed Insurance Solutions to Clients. 3. David V.O. Cover Band. Not Investment Related. Music. Drummer. Started 11/1/2019. 12 hours per month, none during trading hours. Plays drums in cover band.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Leonard Van Overeem's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 27, 2016 - Present

RMR CAPITAL MANAGEMENT LLC

Office #1: 17822 East 17th Street, Suite 310, Tustin, CA 92780

RIA

CRD#: 285334

Tustin, CA

Past

October 27, 2016 - December 31, 2024

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Tustin, CA

Past

May 21, 1999 - October 26, 2016

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

Tustin, CA

Past

April 13, 1999 - July 3, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

April 13, 1999 - October 26, 2016

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Tustin, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RMR CAPITAL MANAGEMENT LLC

CRD#: 285334 / SEC#: 801-118066

RIA

Registered Investment Advisory firm - (2/13/2020 Approved)

California

Registered Investment Advisory firm - (3/21/2020 Terminated)

Texas

Registered Investment Advisory firm - (2/20/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/27/2016)

IAR

Texas
(10/27/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/16/1999

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/12/1999

General Securities Representative Examination

Current Firm

RMR CAPITAL MANAGEMENT LLC

CRD#: 285334 / SEC#: 801-118066

RIA

Registered Investment Advisory firm - (2/13/2020 Approved)

California

Registered Investment Advisory firm - (3/21/2020 Terminated)

Texas

Registered Investment Advisory firm - (2/20/2020 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

17822 East 17th Street, Suite 310, Tustin, CA 92780

Mailing Address

Phone number

(949) 922-3145

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A - FIRM BROCHURE (2/21/2025)

Regulatory assets under management

Total Number of Accounts	210
AUM (Assets Under Management)	$ 164,570,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Barton Pearce

PARK AVENUE SECURITIES LLC

IAR

IRVINE, CA

Ryan Gallo

LPL FINANCIAL LLC

IAR

FULLERTON, CA

Michael Jensen

FALCON WEALTH PLANNING, INC.

IAR

Irvine, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

David L. Van Overeem

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Leonard Van Overeem's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

RMR CAPITAL MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/16/1999

SIE

Date: 10/1/2018

Series 7

Date: 4/12/1999

Current Firm

RMR CAPITAL MANAGEMENT LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RMR CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

Similar Advisors