Daniel F. Mangin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Francis Mangin III, who also goes by Daniel Francis Mangin, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1968. Daniel had worked at 13 firms and has passed the Series 63, PC, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 16, 2000 - December 31, 2013
BARRINGTON RESEARCH ASSOCIATES, INC.
October 5, 1999 - August 9, 2000
COWEN AND COMPANY
October 18, 1993 - July 2, 1999
VECTOR SECURITIES INTERNATIONAL, INC.
May 22, 1992 - September 10, 1993
WELLS FARGO CLEARING SERVICES, LLC
August 30, 1991 - May 6, 1992
HAMILTON INVESTMENTS, INC.
February 22, 1984 - September 10, 1991
THE CHICAGO CORPORATION
June 11, 1981 - May 16, 1983
BLUNT ELLIS & LOEWI INCORPORATED
April 23, 1979 - July 29, 1981
E. F. HUTTON & COMPANY INC
June 12, 1978 - April 23, 1979
WILLIAM BLAIR
January 15, 1975 - July 17, 1978
WHITE, WELD & CO. INCORPORATED
January 24, 1974 - January 15, 1975
WHITE, WELD & CO., INCORPORATED
October 8, 1971 - March 8, 1974
BLYTH EASTMAN DILLON & CO. INCORPORATED
January 15, 1968 - November 4, 1971
KIDDER, PEABODY & CO., INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 6/1/1977
AMEX Put and Call ExamSeries 1
Date: 1/10/1968
Registered Representative ExaminationCurrent Firm
BARRINGTON RESEARCH ASSOCIATES, INC.
CRD#: 13820 / SEC#: , 8-29831
Contact information
FINRA licenses (23 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
