Laiping Tsang
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Laiping Tsang, who also goes by Laiping Tang, was a registered financial professional .
Laiping is a previously registered financial professional and started their career in finance in 2000. Laiping had worked at 2 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 21, 2001 - July 29, 2014
ABACUS INTERNATIONAL CAPITAL CORP.
June 5, 2001 - November 29, 2001
CHASE INVESTMENT SERVICES CORP.
July 14, 2000 - May 14, 2001
ABACUS INTERNATIONAL CAPITAL CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ABACUS INTERNATIONAL CAPITAL CORP.
CRD#: 32119 / SEC#: , 8-46418
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ABACUS FEDERAL SAVINGS BANK | PARENT | |
| SONG, ROBERT MICHAEL | FINOP | 2917509 |
| SUNG, JILL | VICE PRESIDENT, GENERAL SECURITIES PRINCIPAL, CHIEF COMPLIANCE OFFICER, AML COMPLIANCE OFFICER | 2761361 |
| SUNG, THOMAS CC | CHAIRMAN, CEO, PRESIDENT, MUNICIPAL SECURITIES PRINCIPAL, ROP | 2338031 |
| SUNG, VERA | DIRECTOR | 2415260 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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