Anthony R. Bookman
Professional summary
Anthony Rashad Bookman was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Anthony is a previously registered financial professional and started their career in finance in 2009. Prior to being barred, Anthony had worked at 5 firms, which includes SEAPORT GLOBAL SECURITIES LLC, PICKWICK CAPITAL PARTNERS LLC, TOR BROKERAGE LLC, WEDGE ALTERNATIVES LLC, REGENT CAPITAL GROUP INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 16, 2020 - March 31, 2021
SEAPORT GLOBAL SECURITIES LLC
February 13, 2017 - September 4, 2020
PICKWICK CAPITAL PARTNERS, LLC
January 6, 2015 - November 21, 2016
TOR BROKERAGE LLC
December 19, 2013 - June 2, 2014
WEDGE ALTERNATIVES LLC
November 3, 2009 - March 7, 2012
REGENT CAPITAL GROUP, INC.
State Registrations and Notice Filings
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Exams
Current Firm
SEAPORT GLOBAL SECURITIES LLC
CRD#: 116270 / SEC#: , 8-53535
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 3 |
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