Jesus A. Soto
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jesus Alberto Soto, who also goes by Jay Soto, was a registered financial professional .
Jesus is a previously registered financial professional and started their career in finance in 1999. Jesus had worked at 10 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 17, 2025 - May 8, 2026
SILVERSTONE PRIVATE WEALTH
February 9, 2024 - November 17, 2025
RETIREMENT CONSULTANTS, INC.
August 16, 2016 - February 16, 2024
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
August 16, 2016 - February 16, 2024
CAMBRIDGE INVESTMENT RESEARCH, INC.
August 5, 2015 - September 2, 2016
CUNA BROKERAGE SERVICES, INC.
August 5, 2015 - September 2, 2016
CUNA BROKERAGE SERVICES, INC.
May 28, 2014 - July 30, 2015
BANCWEST INVESTMENT SERVICES, INC.
May 27, 2014 - July 30, 2015
BANCWEST INVESTMENT SERVICES, INC.
July 11, 2012 - May 30, 2014
WADDELL & REED
June 20, 2012 - May 30, 2014
WADDELL & REED
November 2, 1999 - June 7, 2012
NYLIFE SECURITIES LLC
March 30, 1999 - October 14, 1999
IDS LIFE INSURANCE COMPANY
March 30, 1999 - October 14, 1999
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
SILVERSTONE PRIVATE WEALTH
CRD#: 338605 / SEC#:
Contact information
Red Flags
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