Jesus A. Soto

RETIREMENT CONSULTANTS

Albuquerque, NM 87111

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CRD#: 3185869

Professional summary

Jesus Alberto Soto, who also goes by Jay Soto, is a registered financial advisor currently at RETIREMENT CONSULTANTS, INC. located in Albuquerque, New Mexico.

Jesus is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Jesus has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jay Soto

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.DE SOTO & COMPANY, PO BOX 21874, ALBUQUERQUE, NM, 6/01/1999 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 15 HR/WK - 3/TRADING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jesus Alberto Soto's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 9, 2024 - Present

RETIREMENT CONSULTANTS, INC.

Office #1: 4113 Eubank Boulevard Ne, Albuquerque, NM 87111

RIA

CRD#: 300343

Albuquerque, NM

Past

August 16, 2016 - February 16, 2024

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Albuquerque, NM

Past

August 16, 2016 - February 16, 2024

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

Albuquerque, NM

Past

August 5, 2015 - September 2, 2016

CUNA BROKERAGE SERVICES, INC.

RIA

CRD#: 13941

Albuquerque, NM

Past

August 5, 2015 - September 2, 2016

CUNA BROKERAGE SERVICES, INC.

CRD#: 13941

Albuquerque, NM

Past

May 28, 2014 - July 30, 2015

BANCWEST INVESTMENT SERVICES, INC.

RIA

CRD#: 29357

ALBUQUERQUE, NM

Past

May 27, 2014 - July 30, 2015

BANCWEST INVESTMENT SERVICES, INC.

CRD#: 29357

ALBUQUERQUE, NM

Past

July 11, 2012 - May 30, 2014

WADDELL & REED

RIA

CRD#: 866

ALBUQUERQUE, NM

Past

June 20, 2012 - May 30, 2014

WADDELL & REED

CRD#: 866

ALBUQUERQUE, NM

Past

November 2, 1999 - June 7, 2012

NYLIFE SECURITIES LLC

CRD#: 5167

ALBUQUERQUE, NM

Past

March 30, 1999 - October 14, 1999

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

March 30, 1999 - October 14, 1999

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(3/13/2024)

IAR

New Mexico
(2/9/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/10/2012

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/29/1999

General Securities Representative Examination

Current Firm

RETIREMENT CONSULTANTS, INC.

MOLINAR & CO FINANCIAL ADVOCATES | RETIREMENT CONSULTANTS, INC.

CRD#: 300343 / SEC#:

Arizona

Registered Investment Advisory firm - (9/18/2019 Approved)

New Mexico

Registered Investment Advisory firm - (1/29/2024 Approved)

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Contact information

Main Address

1846 E. Innovation Park Drive, Tucson, AZ 85755

Mailing Address

Phone number

(520) 615-6005

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	192
AUM (Assets Under Management)	$ 27,115,168

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jesus A. Soto

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jesus Alberto Soto's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

CUNA BROKERAGE SERVICES, INC.

CUNA BROKERAGE SERVICES, INC.

BANCWEST INVESTMENT SERVICES, INC.

BANCWEST INVESTMENT SERVICES, INC.

WADDELL & REED

WADDELL & REED

NYLIFE SECURITIES LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/10/2012

SIE

Date: 10/1/2018

Series 7

Date: 3/29/1999

Current Firm

RETIREMENT CONSULTANTS, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RETIREMENT CONSULTANTS, INC.

TRUST BUT VERIFY

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