Mark S. Mckinley

MCKINLEY FINANCIAL

Brookville, PA 15825

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CRD#: 3185693

Professional summary

Mark Steven Mckinley, CFP® is a registered financial advisor currently at MCKINLEY FINANCIAL located in Brookville, Pennsylvania.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Mark has worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) MCKINLEY & CO, PC, NOT INV REL, ACCTG & TAX SERVICE, SHAREHOLDER/CPA, OWNER FROM 12/1983 TO 12/2017 AND CPA/EMPLOYEE SINCE 01/2018, 5H/WK 2) MARK MCKINLEY; NOT INV REL; BROOKVILLE, PA; LEASING COMMERCIAL BUILDING; OWNER; START DATE 01/01/2010; 1 HR/MTH 3) MCKINLEY FINANCIAL, DBA FOR INVESTMENT PRACTICE INV RELATED

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Steven Mckinley's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1992

Experience

Current

February 12, 2016 - Present

MCKINLEY FINANCIAL

Office #1: 273 Main Street, Brookville, PA 15825

RIA

CRD#: 282443

Brookville, PA

Past

September 24, 2003 - March 21, 2016

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

BROOKVILLE, PA

Past

January 4, 2000 - December 31, 2002

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

BROOKVILLE, PA

Past

May 5, 1999 - March 21, 2016

CETERA FINANCIAL SPECIALISTS LLC

CRD#: 10358

BROOKVILLE, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(5/24/2021)

IAR

Pennsylvania
(2/12/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/14/1999

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 3/21/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/21/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/4/1999

Investment Company Products/Variable Contracts Representative Examination

Current Firm

MCKINLEY FINANCIAL

MCKINLEY FINANCIAL | MCKINLEY FINANCIAL WEALTH MANAGEMENT | MCKINLEY FINANCIAL ADVISORS INC

CRD#: 282443 / SEC#:

New York

Registered Investment Advisory firm - (12/2/2019 Approved)

Pennsylvania

Registered Investment Advisory firm - (2/12/2016 Approved)

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Contact information

Main Address

273 Main Street, Brookville, PA 15825

Mailing Address

Phone number

(814) 849-8586

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	500
AUM (Assets Under Management)	$ 96,990,177

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Mark S. Mckinley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Steven Mckinley's CRS (Customer Relationship Summary).

Certified licenses

Experience

MCKINLEY FINANCIAL

CETERA INVESTMENT ADVISERS LLC

CETERA INVESTMENT ADVISERS LLC

CETERA FINANCIAL SPECIALISTS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/14/1999

SIE

Date: 3/21/2016

Series 7

Date: 9/21/1999

Series 6

Date: 5/4/1999

Current Firm

MCKINLEY FINANCIAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MCKINLEY FINANCIAL

TRUST BUT VERIFY

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