John A. Maney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Albert Maney, who also goes by Jack Maney, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1971. John had worked at 34 firms and has passed the Series 63, Series 65, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 30, 2015 - June 22, 2017
TANDEM SECURITIES, INC.
November 4, 2009 - August 9, 2011
WORLD CHOICE SECURITIES, INC.
August 23, 2006 - November 16, 2007
TRANSAMERICA FINANCIAL ADVISORS, INC.
April 21, 2004 - January 14, 2005
CINCINNATI ANALYSTS, INC.
January 31, 2002 - December 31, 2002
AMERICAN GENERAL SECURITIES INCORPORATED
December 19, 2001 - December 31, 2002
AMERICAN GENERAL SECURITIES INCORPORATED
June 7, 2001 - January 11, 2002
1717 CAPITAL MANAGEMENT COMPANY
January 14, 1999 - May 31, 2001
VALIC FINANCIAL ADVISORS, INC.
January 8, 1999 - May 31, 2001
THE VARIABLE ANNUITY MARKETING COMPANY
July 22, 1998 - December 31, 1998
EQUITY SERVICES, INC.
May 20, 1996 - July 20, 1998
TRADESPOT MARKETS INC.
January 11, 1994 - June 6, 1994
MARKETING ONE SECURITIES, INC.
March 1, 1993 - March 31, 1995
RICKEL & ASSOCIATES, INC.
June 12, 1992 - March 8, 1993
SSI SECURITIES CORP.
May 22, 1992 - June 22, 1992
AEGON USA SECURITIES INC.
February 11, 1992 - May 22, 1992
FINANCIAL HORIZONS SECURITIES CORPORATION
February 6, 1992 - May 26, 1992
CITICORP INVESTMENT SERVICES
June 4, 1991 - July 1, 1991
AMERICAN TRUST SECURITIES CORPORATION
April 23, 1990 - December 8, 1990
PFS INVESTMENTS INC.
April 13, 1984 - May 3, 1990
SSI SECURITIES CORP.
March 5, 1984 - March 20, 1984
KENNEY & BRANISEL MUNICIPALS, INC.
October 11, 1983 - December 16, 1983
HERETH, ORR & JONES, INC.
May 12, 1983 - January 18, 1991
QUICK & REILLY, INC.
November 4, 1982 - November 17, 1982
CALIFORNIA MUNICIPAL INVESTORS, INC.
July 22, 1982 - November 23, 1982
DONALD SHELDON & CO., INC.
June 8, 1981 - September 19, 1983
TD AMERITRADE CLEARING, INC.
December 10, 1980 - May 6, 1981
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
December 10, 1980 - May 6, 1981
SIGNATOR INVESTORS, INC.
September 13, 1979 - January 16, 1980
BLINDER, ROBINSON & CO., INC.
September 19, 1978 - December 20, 1978
MUNICICORP OF CALIFORNIA
August 4, 1978 - October 6, 1978
DICKINSON & CO.
August 17, 1977 - March 17, 1978
GIBRALCO, INC.
May 13, 1976 - August 18, 1977
WHITE, WELD & CO. INCORPORATED
May 22, 1974 - October 16, 1974
SOGEN-SWISS INTERNATIONAL CORPORATION
August 28, 1972 - August 7, 1973
HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED
March 18, 1971 - October 1, 1972
BACHE & CO INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/11/1971
Registered Representative ExaminationCurrent Firm
TANDEM SECURITIES, INC.
CRD#: 140546 / SEC#: , 8-67321
Contact information
FINRA licenses (33 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
