Aria Khalili

PARIAX PRIVATE WEALTH MANAGEMENT

NEWPORT BEACH, CA 92660

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CRD#: 3185148

Professional summary

Aria Khalili, CPWA® is a registered financial advisor currently at PARIAX PRIVATE WEALTH MANAGEMENT located in Newport Beach, California.

Aria is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Aria has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I*20451 For profit or not for profit: For-Profit Organization Name of outside business organization: Runway Motorcars, LLC. Investment related: N Address of business: Rancho Cucamonga, California 91730 Nature of business: LLC, Position, title, association: Officer, Start date of relationship: 6/1/2007 Number of hours devoted: 10 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Officer For profit or not for profit: For-Profit Organization Name of outside business organization: Nawk Development Inc Investment related: N Address of business: 4521 Hampden Raod Corona Del Mar, CA 92625 Nature of business: Real estate Development Position, title, association: President Start date of relationship: 04/01/2020 Number of hours devoted: 10 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Identify real estate development opportunities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aria Khalili's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CPWA^®

Certified Private Wealth Advisor

Start date: 2017-12-06

Expire date: 2023-11-30

Experience

Current

June 11, 2019 - Present

PARIAX PRIVATE WEALTH MANAGEMENT

Office #1: 620 Newport Center Drive Suite 1100, Newport Beach, CA 92660

RIA

CRD#: 301474

NEWPORT BEACH, CA

Past

September 30, 2008 - June 10, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

NEWPORT BEACH, CA

Past

September 26, 2008 - June 10, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEWPORT BEACH, CA

Past

June 25, 1999 - October 3, 2008

UBS FINANCIAL SERVICES INC.

CRD#: 8174

BEVERLY HILLS, CA

Past

May 3, 1999 - July 13, 1999

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Past

July 8, 1997 - October 3, 2008

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

BEVERLY HILLS, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PARIAX PRIVATE WEALTH MANAGEMENT

PARIAX PRIVATE WEALTH MANAGEMENT | PARIAX, LLC

CRD#: 301474 / SEC#: 801-119694

RIA

Registered Investment Advisory firm - (10/26/2020 Approved)

California

Registered Investment Advisory firm - (11/27/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/11/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/7/1999

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/1/1999

General Securities Representative Examination

Current Firm

PARIAX PRIVATE WEALTH MANAGEMENT

PARIAX PRIVATE WEALTH MANAGEMENT | PARIAX, LLC

CRD#: 301474 / SEC#: 801-119694

RIA

Registered Investment Advisory firm - (10/26/2020 Approved)

California

Registered Investment Advisory firm - (11/27/2020 Terminated)

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Contact information

Main Address

620 Newport Center Drive Suite 1100, Newport Beach, CA 92660

Mailing Address

Phone number

(949) 688-0881

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (2/26/2025)

FORM ADV PART 2A APP 1 - WRAP FEE BROCHURE (2/26/2025)

Regulatory assets under management

Total Number of Accounts	106
AUM (Assets Under Management)	$ 119,403,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Aria Khalili

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aria Khalili's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

UBS FINANCIAL SERVICES INC.

SIGNATOR INVESTORS, INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

PARIAX PRIVATE WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 5/7/1999

SIE

Date: 10/1/2018

Series 7

Date: 5/1/1999

Current Firm

PARIAX PRIVATE WEALTH MANAGEMENT

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PARIAX PRIVATE WEALTH MANAGEMENT

TRUST BUT VERIFY

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