MR
Matthew J. Rupert
MOMENTUM INDEPENDENT NETWORK
Dallas, TX 75201
Some features on this profile are disabled
CRD#: 3185124
MR
Professional summary
Matthew Jon Rupert is a registered financial advisor currently at MOMENTUM INDEPENDENT NETWORK INC. located in Dallas, Texas and HILLTOP SECURITIES INC. located in Dallas, Texas.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Matthew has worked at 7 firms and has passed the Series 66, Series 63, Series 52TO, Series 99TO, SIE, Series 3, Series 7, Series 9, Series 10, Series 53, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Jon Rupert's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Matthew Jon Rupert's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 27, 2006 - Present
MOMENTUM INDEPENDENT NETWORK INC.
Office #1: 717 N. Harwood Street Suite 3400, Dallas, TX 75201RIA
BD
CRD#: 17587
Dallas, TX
Current
October 14, 2009 - Present
HILLTOP SECURITIES INC.
Office #1: 717 N. Harwood Street Suite 3400, Dallas, TX 75201Office #2: 717 N. Harwood Street Suite 3400, Dallas, TX 75201RIA
BD
CRD#: 6220
Dallas, TX
Current
February 27, 2006 - Present
MOMENTUM INDEPENDENT NETWORK INC.
Office #1: 717 N. Harwood Street Suite 3400, Dallas, TX 75201RIA
BD
CRD#: 17587
Dallas, TX
Current
October 14, 2009 - Present
HILLTOP SECURITIES INC.
Office #1: 717 N. Harwood Street Suite 3400, Dallas, TX 75201Office #2: 717 N. Harwood Street Suite 3400, Dallas, TX 75201RIA
BD
CRD#: 6220
Dallas, TX
Past
February 15, 2019 - July 24, 2019
FSW ADVISORY SERVICES INC.
RIA
CRD#: 148818
DALLAS, TX
Past
January 31, 2005 - January 4, 2006
SECU BROKERAGE SERVICES
RIA
CRD#: 19899
PARSIPPANY, NJ
Past
March 15, 2002 - January 4, 2006
SECU BROKERAGE SERVICES
BD
CRD#: 19899
PARSIPPANY, NJ
Past
July 11, 2001 - February 20, 2002
NICHOLAS-APPLEGATE SECURITIES LLC
BD
CRD#: 31205
SAN DIEGO, CA
Past
July 25, 2000 - September 27, 2001
NEXA SECURITIES
BD
CRD#: 15621
PASADENA, CA
Past
June 28, 1999 - July 10, 2000
STOCK USA, INC.
BD
CRD#: 40687
EL CAJON, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HILLTOP SECURITIES INC.
HILLTOP SECURITIES INC. | SWS SECURITIES, INC. | SWS SECURITIES INC. | SOUTHWEST SECURITIES, INC.
CRD#: 6220 / SEC#: 801-55529, 8-45123
RIA
Registered Investment Advisory firm - SEC (6/10/1998 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/31/2006)
IAR
Alabama(1/4/2011)
RR
Alaska(7/31/2006)
IAR
Alaska(1/5/2011)
RR
Arizona(7/31/2006)
IAR
Arizona(1/11/2011)
RR
Arkansas(7/31/2006)
IAR
Arkansas(1/5/2011)
RR
California(7/31/2006)
IAR
California(10/14/2009)
RR
Colorado(7/31/2006)
IAR
Colorado(1/4/2011)
RR
Connecticut(7/31/2006)
IAR
Connecticut(1/10/2011)
RR
Delaware(7/31/2006)
IAR
Delaware(1/24/2011)
RR
District of Columbia(7/31/2006)
RR
Florida(7/31/2006)
IAR
Florida(1/5/2011)
RR
Georgia(7/31/2006)
IAR
Georgia(1/6/2011)
RR
Hawaii(7/31/2006)
IAR
Hawaii(1/5/2011)
RR
Idaho(7/31/2006)
IAR
Idaho(1/4/2011)
RR
Illinois(7/31/2006)
IAR
Illinois(1/4/2011)
RR
Indiana(7/31/2006)
IAR
Indiana(1/5/2011)
RR
Iowa(7/31/2006)
IAR
Iowa(1/7/2011)
RR
Kansas(7/31/2006)
IAR
Kansas(1/4/2011)
RR
Kentucky(7/31/2006)
IAR
Kentucky(1/4/2011)
RR
Louisiana(7/31/2006)
IAR
Louisiana(1/10/2011)
RR
Maine(7/31/2006)
IAR
Maine(1/5/2011)
RR
Maryland(7/31/2006)
IAR
Maryland(1/5/2011)
RR
Massachusetts(7/31/2006)
IAR
Massachusetts(1/10/2011)
RR
Michigan(7/31/2006)
IAR
Michigan(1/7/2011)
RR
Minnesota(7/31/2006)
RR
Mississippi(7/31/2006)
IAR
Mississippi(2/11/2014)
RR
Missouri(7/31/2006)
IAR
Missouri(1/4/2011)
RR
Montana(7/31/2006)
IAR
Montana(1/6/2011)
RR
Nebraska(7/31/2006)
IAR
Nebraska(1/7/2011)
RR
Nevada(7/31/2006)
IAR
Nevada(2/4/2011)
RR
New Hampshire(7/31/2006)
IAR
New Hampshire(1/26/2011)
RR
New Jersey(7/31/2006)
IAR
New Jersey(1/6/2011)
RR
New Mexico(7/31/2006)
IAR
New Mexico(1/5/2011)
RR
New York(7/31/2006)
RR
North Carolina(7/31/2006)
IAR
North Carolina(1/2/2018)
RR
North Dakota(7/31/2006)
IAR
North Dakota(1/10/2011)
RR
Ohio(8/1/2006)
IAR
Ohio(1/5/2011)
RR
Oklahoma(7/31/2006)
IAR
Oklahoma(1/28/2011)
RR
Oregon(7/31/2006)
IAR
Oregon(1/4/2011)
RR
Pennsylvania(7/31/2006)
IAR
Pennsylvania(1/6/2011)
RR
Puerto Rico(1/27/2014)
RR
Rhode Island(7/31/2006)
IAR
Rhode Island(1/6/2011)
RR
South Carolina(7/31/2006)
IAR
South Carolina(1/5/2011)
RR
South Dakota(7/31/2006)
IAR
South Dakota(1/7/2011)
RR
Tennessee(7/31/2006)
RR
Texas(2/27/2006)
IAR
Texas(2/27/2006)
RR
Utah(7/31/2006)
IAR
Utah(2/7/2011)
RR
Vermont(7/31/2006)
IAR
Vermont(1/5/2011)
RR
Virginia(7/31/2006)
IAR
Virginia(1/4/2011)
RR
Washington(7/31/2006)
IAR
Washington(1/5/2011)
RR
West Virginia(7/31/2006)
IAR
West Virginia(1/7/2011)
RR
Wisconsin(7/31/2006)
IAR
Wisconsin(1/4/2011)
RR
Wyoming(7/31/2006)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
HILLTOP SECURITIES INC.
HILLTOP SECURITIES INC. | SWS SECURITIES, INC. | SWS SECURITIES INC. | SOUTHWEST SECURITIES, INC.
CRD#: 6220 / SEC#: 801-55529, 8-45123
RIA
Registered Investment Advisory firm - SEC (6/10/1998 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
717 N. Harwood Street Suite 3400, Dallas, TX 75201
Mailing Address
717 Harwood Street Suite 3400, Dallas, TX 75201
Phone number
(214) 953-4000
Established
Delaware since 12/31/1991
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
91
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HILLTOP SECURITIES HOLDINGS, LLC | PARENT | |
| ALEXANDER, LAURA BONNELL | BOARD DIRECTOR | 2900382 |
| BARTOLOTTA, MICHAEL GEORGE | BOARD DIRECTOR | 1620103 |
| COYA, SCOTT ANDREW | CHIEF COMPLIANCE OFFICER | 2511281 |
| EDGE, JOSEPH MICHAEL | BOARD DIRECTOR | 4326551 |
| EDGE, JOSEPH MICHAEL | CHIEF FINANCIAL OFFICER | 4326551 |
| LEVENTHAL, LAURA | TREASURER/CHIEF ACCOUNTING OFFICER/PRINCIPAL FINANCIAL OFFICER | 1175259 |
| LEVENTHAL, LAURA | BOARD DIRECTOR | 1175259 |
| MEDANICH, DAVID KING | BOARD DIRECTOR | 1030727 |
| MUSCHALEK, JOHN RICHARD | BOARD DIRECTOR | 2226859 |
| PINEDA, ROMEO LINSANGAN | PRINCIPAL OPERATIONS OFFICER | 2193669 |
| SOBEL, JONATHAN SCOTT | CHAIRMAN | 1540818 |
| WINGES, MARTIN BRADLEY | CEO/PRESIDENT/DIRECTOR | 1929509 |
| WITTNEBEN, BRIAN LANE | GENERAL COUNSEL/SECRETARY | 4861905 |
Regulatory assets under management
| Total Number of Accounts | 5,181 |
| AUM (Assets Under Management) | $ 2,254,166,069 |
Disclosures
| Regulatory Event | 56 |
| Arbitration | 22 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/21/2025 | ||
| 07/26/2024 | ||
| 07/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HILLTOP SECURITIES INC.
CRD#: 6220Dallas, TX 75201TRUST BUT VERIFY
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