Richard W. Hall

BUCKHEAD RESOURCES

Atlanta, GA 30326

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CRD#: 3185100

Professional summary

Richard W Hall, who also goes by Richard Warren Hall, is a registered financial advisor currently at BUCKHEAD RESOURCES, INC. located in Atlanta, Georgia.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Richard has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Richard Warren Hall

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Richard W Hall is a lawyer. He will not offer clients legal advice. Richard W Hall is Affiliate Professor & Instructor at Auburn University. Compensation is paid for each course taught. He spends approximately 6 hours a week on this outside business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard W Hall's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 28, 2019 - Present

BUCKHEAD RESOURCES, INC.

Office #1: 3480 Peachtree Road Ne 2nd Floor, Atlanta, GA 30326

RIA

CRD#: 305995

Atlanta, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(11/18/2019)

IAR

Louisiana
(4/3/2023)

IAR

Texas
(10/28/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/6/2019

Uniform Investment Adviser Law Examination

Current Firm

BUCKHEAD RESOURCES, INC.

CRD#: 305995 / SEC#:

Georgia

Registered Investment Advisory firm - (11/18/2019 Approved)

Louisiana

Registered Investment Advisory firm - (4/3/2023 Approved)

Texas

Registered Investment Advisory firm - (10/22/2019 Conditional Restricted)

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Contact information

Main Address

3480 Peachtree Road Ne 2nd Floor, Atlanta, GA 30326

Mailing Address

Phone number

(404) 889-2540

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Richard W. Hall

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard W Hall's CRS (Customer Relationship Summary).

Certified licenses

Experience

BUCKHEAD RESOURCES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/6/2019

Current Firm

BUCKHEAD RESOURCES, INC.

Contact information

Documents

Red Flags

Company Information

BUCKHEAD RESOURCES, INC.

TRUST BUT VERIFY

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