Harry Konig
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Harry Konig was a registered financial professional .
Harry is a previously registered financial professional and started their career in finance in 1999. Harry had worked at 6 firms and has passed the Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 12, 2012 - December 31, 2012
1ST BRIDGEHOUSE SECURITIES, LLC
October 30, 2009 - March 5, 2010
LATAM INVESTMENTS, LLC
January 6, 2006 - November 28, 2007
VFINANCE INVESTMENTS, INC
September 20, 2002 - November 19, 2004
GLOBAL PARTNERS SECURITIES INC.
May 2, 2001 - July 31, 2001
NORTH AMERICAN INSTITUTIONAL BROKERS
April 7, 2000 - November 29, 2007
EQUITY STATION, INC.
October 11, 1999 - May 1, 2001
NORTH AMERICAN INSTITUTIONAL BROKERS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
1ST BRIDGEHOUSE SECURITIES, LLC
CRD#: 44655 / SEC#: , 8-50763
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 1ST BRIDGEHOUSE FINANCIAL GROUP, LLC | SHAREHOLDER | |
| LANDERS, HOWARD BRIAN | CEO, FINOP, CCO | 1233612 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
