Jeffrey M. Matthews
Professional summary
Jeffrey Michael Matthews is a registered financial professional currently at EAST WEST MARKETS, LLC located in Dallas, Texas.
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 1999. Jeffrey has worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Michael Matthews's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 10, 2020 - Present
EAST WEST MARKETS, LLC
Office #1: 5001 Spring Valley Road Suite 400w, Dallas, TX 75244May 2, 2017 - June 8, 2018
OAK HILLS SECURITIES, INC.
August 14, 2014 - April 4, 2016
FIFTH THIRD SECURITIES, INC.
March 31, 2008 - December 31, 2015
CHALLENGER CAPITAL GROUP, LTD.
April 7, 1999 - January 30, 2008
J.P. MORGAN SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/22/2022)
(4/10/2020)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
EAST WEST MARKETS, LLC
CRD#: 146871 / SEC#: , 8-67858
Contact information
FINRA licenses (4 States and Territories)
Documents
Red Flags
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