Kent C. Tkach
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kent Christopher Tkach, who also goes by Kent C Tkach, was a registered financial professional .
Kent is a previously registered financial professional and started their career in finance in 1999. Kent had worked at 9 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 9, 2015 - January 15, 2016
ICAPITAL SECURITIES, LLC
May 21, 2013 - May 21, 2015
CHARLES SCHWAB & CO., INC.
May 21, 2013 - May 21, 2015
CHARLES SCHWAB & CO., INC.
July 2, 2012 - May 13, 2013
VIRTU AMERICAS LLC
June 7, 2012 - May 14, 2013
ASTOR ASSET MANAGEMENT LLC
February 25, 2011 - July 2, 2012
KNIGHT CAPITAL AMERICAS, L.P.
February 5, 2004 - March 11, 2010
CALAMOS FINANCIAL SERVICES LLC
September 9, 2002 - February 2, 2004
HARRISDIRECT LLC
May 19, 2000 - July 2, 2002
INVESCO CAPITAL MARKETS, INC.
April 20, 1999 - May 15, 2000
EDWARD JONES
State Registrations and Notice Filings
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Exams
Current Firm
ICAPITAL SECURITIES, LLC
CRD#: 171061 / SEC#: , 8-69443
Contact information
Documents
Red Flags
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