SF
Shane D. Feiman
M HOLDINGS SECURITIES
Denver, CO 80202
Some features on this profile are disabled
CRD#: 3184528
SF
Professional summary
Shane David Feiman, CFP®, ChFC®, CLU® is a registered financial advisor currently at M HOLDINGS SECURITIES, INC. located in Denver, Colorado.
Shane is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Shane has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. APPOINTED TO SELL OUTSIDE NETWORK INSURANCE BUSINESS. 2. CHILDREN'S HOSPITAL FOUNDATION. TRUSTEE - MEMBER BOARD OF DIRECTORS; START DATE: 1/1/07; 5 HOURS PER MONTH. NO COMPENSATION. 3. EQUITABLE AGENTS REINSURANCE COMPANY; POSITION: Shareholder NATURE: Equitable Agents Reinsurance Company (EARC) is a corporation which reinsures Equitable life policies. I am an owner of the company. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2005; ADDRESS: 120 Madison Street, Syracuse NY 13202, United States; DESCRIPTION: I am a shareholder. Since moving to M Financial i can not reinsure new coverage with the entity, but can maintain my ownership and receive dividends, cash and stock 4. OTTERCARES, FORT COLLINS, CO; BOARD OF DIRECTOR MEMBER WITHOUT FINANCIAL CONTROL OR FINANCIAL MANAGEMENT RESPONSIBILITIES; PRIVATE FOUNDATION ADVANCING INNOVATION AND EDUCATION; START DATE 1/1/2014; APPROX. 2 HRS PER MTH; NO COMPENSATION. 5. FEIMAN FAMILY CHARITABLE FUND, DENVER, CO; DONOR; START DATE 12/18/2013; APPROX. 1 HR. PER MTH; NO COMPENSATION. 6. JOSHUA D. FEIMAN IRREVOCABLE TRUST DATED 12/29/2004; TRUSTEE OF A TRUST FOR A FAMILY MEMBER; TRUSTEE WITH ULTIMATE RESPONSIBILITY FOR INVESTMENT DECISIONS MADE WITHIN THE TRUST, INCLUDING CHOOSING INVESTMENT ADVISORS AND ACCOUNTS; CURRENT HOLDINGS ARE BANK ACCOUNT AND CLOSELY HELD, NON PUBLIC TRADED STOCK IN ASSURED EQUITY MANAGEMENT CORPORATION; REVISED 10/10/2015. 7. AEM PROPERTIES, LLC, POSITION: Managing Partner, NATURE: own units of real estate partnership that owns and operates the office space related to operating our financial services businesses, INVESTMENT RELATED: No, NUMBER OF HOURS: 1, SECURITIES TRADING HOURS: 1 START DATE: 12/25/2008, ADDRESS: 1800 Glenarm Place Ste 900, Denver CO 80202, United States, DESCRIPTION: managing partner with authorization over partnership bank account and investment decisions 8. AEM Business Services Corp; 1800 Glenarm Place Ste 900, Denver CO 80202; Group benefits and employee insurance; Investment-related; President & CEO; Oversee running of company; 8/22/2024; 1 hour per month; 1 hour per month during trading hours 9. AEM Partners LLC; 1800 Glenarm Place Suite 900 Denver, CO 80202; Member Firm affiliation; Investment Related; Managing Partner; Executive role for running the entity and sales; 09/15/2022; 120 hours per month; 100 hours per month during trading hours. 10. POA For Samuel Feiman; 6082 S Kearney St, Centennial CO 80111; POA; Not Investment -Related; Agent; Act in financial matters for his son; 08/19/2021; 0 hours per month; 0 hours per month during trading hours. 11. POA For Amy M. Feiman; 6082 S Kearney St, Centennial CO 80111; POA; Not Investment -Related; Agent; Act in financial matters for his spouse; 08/05/2004; 0 hours per month; 0 hours per month during trading hours. 12. POA For Maxwell Feiman; 6082 S Kearney St, Centennial CO 80111; POA; Not Investment -Related; Agent; Act in financial matters for his son; 08/16/2023; 0 hours per month; 0 hours per month during trading hours. 13. POA For ALYCE MARIE FEIMAN; 6082 S Kearney St, Centennial CO 80111; POA; Not Investment -Related; Agent; Act in financial matters for his mother; 06/29/18; 0 hours per month; 0 hours per month during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Shane David Feiman's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Shane David Feiman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2003
Experience
Current
September 19, 2022 - Present
M HOLDINGS SECURITIES, INC.
Office #1: 1800 Glenarm Place Suite 900, Denver, CO 80202RIA
BD
CRD#: 43285
Denver, CO
Current
September 19, 2022 - Present
M HOLDINGS SECURITIES, INC.
Office #1: 1800 Glenarm Place Suite 900, Denver, CO 80202RIA
BD
CRD#: 43285
Denver, CO
Past
February 9, 2001 - September 13, 2022
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
DENVER, CO
Past
March 12, 1999 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
NEW YORK, NY
Past
March 12, 1999 - September 13, 2022
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
DENVER, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MH
M HOLDINGS SECURITIES, INC.
M HOLDINGS SECURITIES, INC.
CRD#: 43285 / SEC#: 801-57304, 8-50214
RIA
Registered Investment Advisory firm - SEC (3/14/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/19/2022)
IAR
Arizona(12/4/2024)
RR
California(9/19/2022)
IAR
California(9/20/2022)
RR
Colorado(9/19/2022)
IAR
Colorado(9/19/2022)
RR
Connecticut(9/19/2022)
RR
Florida(9/19/2022)
IAR
Florida(9/20/2022)
RR
Hawaii(9/19/2022)
IAR
Hawaii(9/19/2022)
RR
Idaho(9/19/2022)
RR
Indiana(9/19/2022)
RR
Kansas(9/19/2022)
IAR
Kansas(9/19/2022)
RR
Kentucky(9/19/2022)
IAR
Kentucky(9/19/2022)
IAR
Massachusetts(6/10/2024)
RR
Michigan(9/19/2022)
RR
Montana(9/19/2022)
RR
Nebraska(9/19/2022)
IAR
Nebraska(9/19/2022)
RR
New Jersey(9/19/2022)
RR
New York(9/19/2022)
IAR
New York(9/19/2022)
RR
North Carolina(9/19/2022)
IAR
North Carolina(9/19/2022)
RR
Ohio(9/19/2022)
RR
Oregon(9/19/2022)
IAR
Oregon(9/19/2022)
RR
Pennsylvania(9/19/2022)
IAR
Pennsylvania(9/19/2022)
RR
South Carolina(9/19/2022)
IAR
South Dakota(2/8/2024)
RR
South Dakota(12/2/2024)
RR
Tennessee(9/19/2022)
RR
Texas(9/19/2022)
IAR
Texas(9/19/2022)
RR
Utah(9/19/2022)
RR
Virginia(9/19/2022)
IAR
Virginia(9/19/2022)
RR
Washington(9/19/2022)
RR
Wyoming(9/19/2022)
IAR
Wyoming(9/19/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
MH
M HOLDINGS SECURITIES, INC.
M HOLDINGS SECURITIES, INC.
CRD#: 43285 / SEC#: 801-57304, 8-50214
RIA
Registered Investment Advisory firm - SEC (3/14/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1125 N.w. Couch Street Suite 900, Portland, OR 97209
Mailing Address
P.o. Box 2207, Portland, OR 97208-2207
Phone number
(888) 520-6784
Established
Oregon since 03/21/1997
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,442
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| M FINANCIAL HOLDINGS INCORPORATED | EQUITY OWNER | |
| HANEY-JACKSON, LAURA ELIZABETH | VICE PRESIDENT - PRINCIPAL OPERATIONS OFFICER | 4771801 |
| LUDWIG, STEVEN CHARLES | CHIEF COMPLIANCE OFFICER | 2440911 |
| ROGERS, MARIA RENEE | PRINCIPAL FINANCIAL OFFICER | 2442526 |
| SCHOONMAKER, MICHAEL SKI | CHIEF EXECUTIVE OFFICER | 2408456 |
Regulatory assets under management
| Total Number of Accounts | 8,234 |
| AUM (Assets Under Management) | $ 4,078,516,284 |
Disclosures
| Regulatory Event | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/10/2025 | ||
| 11/13/2024 | ||
| 08/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
