Curtis W. Triggs
Professional summary
Curtis William Triggs JR was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Curtis is a previously registered financial professional and started their career in finance in 1999. Prior to being barred, Curtis had worked at 2 firms, which includes CUTTER & COMPANY INC., STIFEL NICOLAUS & COMPANY INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 8, 2001 - July 31, 2001
CUTTER & COMPANY, INC.
April 13, 1999 - January 5, 2001
STIFEL, NICOLAUS & COMPANY, INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CUTTER & COMPANY, INC.
CRD#: 22449 / SEC#: 801-62329, 8-39590
Contact information
Regulatory assets under management
| Total Number of Accounts | 2,368 |
| AUM (Assets Under Management) | $ 937,030,989 |
Disclosures
| Arbitration | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/13/2025 | ||
| 12/19/2023 |
Red Flags
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