KH
Kyu S. Han
CROSSMARK GLOBAL INVESTMENTS
Houston, TX 77079
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CRD#: 3184278
KH
Professional summary
Kyu Suk Han, who also goes by Suk Han, is a registered financial advisor currently at CROSSMARK GLOBAL INVESTMENTS, INC. located in Houston, Texas and CROSSMARK DISTRIBUTORS, INC. located in Houston, Texas.
Kyu is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Kyu has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Suk Han
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Kyu Suk Han's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 20, 2017 - Present
CROSSMARK GLOBAL INVESTMENTS, INC.
Office #1: 15375 Memorial Drive Suite 200, Houston, TX 77079RIA
CRD#: 113360
Houston, TX
Current
December 20, 2017 - Present
CROSSMARK DISTRIBUTORS, INC.
Office #1: 15375 Memorial Drive Suite 200, Houston, TX 77079BD
CRD#: 14970
Houston, TX
Past
January 1, 2010 - October 3, 2017
INVESCO ADVISERS, INC.
RIA
CRD#: 105360
ATLANTA, GA
Past
July 25, 2005 - January 1, 2010
INVESCO AIM PRIVATE ASSET MANAGEMENT, INC.
RIA
CRD#: 109264
HOUSTON, TX
Past
May 17, 1999 - September 15, 2017
INVESCO DISTRIBUTORS, INC.
BD
CRD#: 7369
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CG
CROSSMARK GLOBAL INVESTMENTS, INC.
CAPSTONE ASSET MANAGEMENT COMPANY | CROSSMARK GLOBAL INVESTMENTS, INC.
CRD#: 113360 / SEC#: 801-17695
RIA
Registered Investment Advisory firm - (7/26/1982 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/7/2022)
RR
Alaska(9/7/2022)
RR
Arizona(9/7/2022)
RR
Arkansas(9/7/2022)
RR
California(9/7/2022)
RR
Colorado(9/7/2022)
RR
Connecticut(2/12/2021)
RR
Delaware(2/12/2021)
RR
District of Columbia(2/12/2021)
RR
Florida(9/7/2022)
RR
Georgia(9/7/2022)
RR
Hawaii(9/7/2022)
RR
Idaho(9/7/2022)
RR
Illinois(9/7/2022)
RR
Indiana(9/7/2022)
RR
Iowa(9/7/2022)
RR
Kansas(9/7/2022)
RR
Kentucky(9/7/2022)
RR
Louisiana(9/7/2022)
RR
Maine(2/12/2021)
RR
Maryland(2/12/2021)
RR
Massachusetts(2/12/2021)
RR
Michigan(9/7/2022)
RR
Minnesota(9/7/2022)
RR
Mississippi(9/7/2022)
RR
Missouri(9/7/2022)
RR
Montana(9/7/2022)
RR
Nebraska(9/7/2022)
RR
Nevada(9/7/2022)
RR
New Hampshire(2/12/2021)
RR
New Jersey(2/12/2021)
RR
New Mexico(9/7/2022)
RR
New York(2/12/2021)
RR
North Carolina(12/20/2017)
RR
North Dakota(9/7/2022)
RR
Ohio(9/7/2022)
RR
Oklahoma(9/7/2022)
RR
Oregon(9/7/2022)
RR
Pennsylvania(2/12/2021)
RR
Puerto Rico(9/7/2022)
RR
Rhode Island(2/12/2021)
RR
South Carolina(9/7/2022)
RR
South Dakota(9/7/2022)
RR
Tennessee(9/7/2022)
RR
Texas(12/20/2017)
IAR
Texas(12/20/2017)
RR
Utah(9/7/2022)
RR
Vermont(2/12/2021)
RR
Virginia(2/12/2021)
RR
Washington(9/7/2022)
RR
West Virginia(2/12/2021)
RR
Wisconsin(9/7/2022)
RR
Wyoming(9/7/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CG
CROSSMARK GLOBAL INVESTMENTS, INC.
CAPSTONE ASSET MANAGEMENT COMPANY | CROSSMARK GLOBAL INVESTMENTS, INC.
CRD#: 113360 / SEC#: 801-17695
RIA
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Contact information
Main Address
15375 Memorial Drive Suite 200, Houston, TX 77079
Mailing Address
Phone number
(713) 260-9000
Established
Firm type
Fiscal year end
# of Employees
51
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,314 |
| AUM (Assets Under Management) | $ 7,093,712,521 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
