Judy A. Evers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Judy Anne Evers, who also goes by Judy A Evers, Judy Anne Rogers, Judy Ann Rogers-showalter, Judy Anne Showalter, was a registered financial professional .
Judy is a previously registered financial professional and started their career in finance in 1999. Judy had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 26, 2018 - July 1, 2019
CUSO FINANCIAL SERVICES, L.P.
June 26, 2018 - July 1, 2019
CUSO FINANCIAL SERVICES, L.P.
November 8, 2012 - January 2, 2020
BCU WEALTH ADVISORS, LLC
July 7, 2010 - December 31, 2017
CUSO FINANCIAL SERVICES, L.P.
July 7, 2010 - December 31, 2017
CUSO FINANCIAL SERVICES, L.P.
September 1, 2004 - July 6, 2010
CUNA BROKERAGE SERVICES, INC.
September 1, 2004 - July 6, 2010
CUNA BROKERAGE SERVICES, INC.
June 4, 2003 - August 25, 2004
CETERA INVESTMENT SERVICES LLC
January 3, 2002 - August 25, 2004
CETERA INVESTMENT SERVICES LLC
March 3, 1999 - September 5, 2001
BANC ONE SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CUSO FINANCIAL SERVICES, L.P.
CRD#: 42132 / SEC#: 801-60300, 8-49711
Contact information
FINRA licenses (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,354 |
| AUM (Assets Under Management) | $ 5,378,345,125 |
Disclosures
| Regulatory Event | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/27/2024 | ||
| 01/10/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
