Courtney N. Curtis
Professional summary
Courtney Noel Curtis, who also goes by Courtney Noel Klasen Curtis, Courtney Curtis, Courtney Noel Klasen, is a registered financial advisor currently at CROSSMARK GLOBAL INVESTMENTS, INC. located in Houston, Texas and CROSSMARK DISTRIBUTORS, INC. located in Houston, Texas.
Courtney is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Courtney has worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Courtney Noel Curtis's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 22, 2017 - Present
CROSSMARK GLOBAL INVESTMENTS, INC.
Office #1: 15375 Memorial Drive Suite 200, Houston, TX 77079November 21, 2017 - Present
CROSSMARK DISTRIBUTORS, INC.
Office #1: 15375 Memorial Drive Suite 200, Houston, TX 77079January 1, 2010 - November 28, 2014
INVESCO ADVISERS, INC.
April 14, 2008 - January 1, 2010
INVESCO AIM PRIVATE ASSET MANAGEMENT, INC.
May 18, 1999 - November 28, 2014
INVESCO DISTRIBUTORS, INC.
Primary Firm SEC Registration
CROSSMARK GLOBAL INVESTMENTS, INC.
CRD#: 113360 / SEC#: 801-17695
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/22/2017)
(12/22/2017)
Exams
FINRA
Current Firm
CROSSMARK GLOBAL INVESTMENTS, INC.
CRD#: 113360 / SEC#: 801-17695
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,314 |
| AUM (Assets Under Management) | $ 7,093,712,521 |
Red Flags
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