Marcus A. Silver

NWF ADVISORY SERVICES

Westlake Village, CA 91361

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CRD#: 3184062

Professional summary

Marcus Alan Silver, who also goes by Marcus A Silverberg, Marcus Alan Silverberg, is a registered financial advisor currently at NWF ADVISORY SERVICES INC located in Westlake Village, California and OSAIC WEALTH, INC. located in Westlake Village, California.

Marcus is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Marcus has worked at 15 firms and has passed the Series 63, Series 65, Series 99TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Marcus A Silverberg | Marcus Alan Silverberg

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) SILVERBERG WEALTH MANAGEMENT; PRESIDENT; DBA; START DATE 06/01/2014; 160 HOURS PER MONTH. 2.) INSURANCE; AGENT; INSURANCE; START DATE 06/01/2014; 8 HOURS PER MONTH. 3.) ANNUITY ADVISORS; INDEPENDENT CONTRACTOR; INSURANCE; START DATE 01/13/2015; 80 HOURS PER MONTH. 4.) MARCUS AND KELTON POSITION: president NATURE: llc for business expenses INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 04/30/2006 ADDRESS: 32107 lindero canyon rd suite 106, Westlake Village CA 91361, United States DESCRIPTION: tax benefits for business expenses per cpa guidance 5.) MARCUS SILVERBERG POSITION: financial advisor NATURE: Life insurance, Fixed annuities INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 1 START DATE: 04/30/2005 ADDRESS: 32107 lindero canyon rd suite 106, Westlake Village CA 91361, United States DESCRIPTION: Looking up rates for interested clients 6) NWF ADVISORY SERVICES POSITION: investment advisory representative NATURE: corp to do advisory business INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 03/31/2023 ADDRESS: 32107 lindero canyon rd suite 106, Westlake Village CA 91361, United States DESCRIPTION: review accounts talk to clients 7) SILVER WEALTH MANAGEMENT POSITION: Financial Advisor NATURE: DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 60 START DATE: 05/01/2025 ADDRESS: 340 N Westlake Blvd suite 118, Westlake Village CA 91362, United States DESCRIPTION: Financial guidance to clientele 8) OFFICE RENT POSITION: rental NATURE: renting extra space in my office will have renters complete the office sharing request form in addition to signing a lease. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/01/2025 ADDRESS: 340 N WESTLAKE BLVD SUITE 118, westlake villag CA 91362, United States DESCRIPTION: collecting rent assuring the renters do not use our server and get their own and comply with all our policies and procedures

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marcus Alan Silver's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 31, 2023 - Present

NWF ADVISORY SERVICES INC

Office #1: 32107 Lindero Canyon Rd. Unit 106, Westlake Village, CA 91361

RIA

CRD#: 110410

Westlake Village, CA

Current

March 31, 2023 - Present

OSAIC WEALTH, INC.

Office #1: 340 N. Westlake Blvd Suite 118, Westlake Village, CA 91362

RIA

CRD#: 23131

Westlake Village, CA

Past

September 8, 2022 - April 3, 2023

CETERA ADVISORS LLC

CRD#: 10299

WESTLAKE VILLAGE, CA

Past

November 12, 2020 - April 3, 2023

CETERA INVESTMENT ADVISERS LLC

RIA

Arizona
(3/31/2023)

California
(3/31/2023)

IAR

California
(3/31/2023)

Colorado
(3/31/2023)

Connecticut
(3/31/2023)

Delaware
(3/31/2023)

Florida
(3/31/2023)

Illinois
(3/31/2023)

Iowa
(3/31/2023)

Maine
(3/19/2024)

Massachusetts
(3/31/2023)

Michigan
(7/31/2023)

Minnesota
(3/31/2023)

Nevada
(3/31/2023)

New York
(3/31/2023)

Oregon
(3/31/2023)

Pennsylvania
(3/31/2023)

South Carolina
(3/31/2023)

Texas
(3/31/2023)

Washington
(4/5/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 10/18/1999

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 8/10/1999

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/4/1999

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

NWF ADVISORY SERVICES INC

AFP ADVISORY SERVICES INC | NWF ADVISORY SERVICES INC

CRD#: 110410 / SEC#: 801-55681

RIA

Registered Investment Advisory firm - (6/30/1998 Approved)

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Contact information

Main Address

11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064

Mailing Address

Phone number

(310) 475-5854

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NWF ADV PART 2 A 2024 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	11,979
AUM (Assets Under Management)	$ 3,824,876,751

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Marcus A. Silver

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marcus Alan Silver's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

CETERA ADVISORS LLC

CETERA INVESTMENT ADVISERS LLC

FIRST ALLIED ADVISORY SERVICES, INC.

FIRST ALLIED SECURITIES, INC.

WESTERN INTERNATIONAL SECURITIES, INC.

WESTERN INTERNATIONAL SECURITIES, INC.

FINANCIAL WEST GROUP

FINANCIAL WEST GROUP

IFMG SECURITIES, INC.

IFMG SECURITIES, INC.

ESSEX NATIONAL SECURITIES, LLC

ESSEX NATIONAL SECURITIES, LLC

WAMU INVESTMENTS, INC.

WAMU INVESTMENTS, INC.

CITICORP INVESTMENT SERVICES

CITICORP INVESTMENT SERVICES

CAL FED INVESTMENTS

WILLIAM O'NEIL SECURITIES

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

NWF ADVISORY SERVICES INC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/18/1999

Series 65

Date: 8/10/1999

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 5/4/1999

FINRA

Current Firm

NWF ADVISORY SERVICES INC

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NWF ADVISORY SERVICES INC

TRUST BUT VERIFY

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