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WH

William R. Hurt

U.S. CAPITAL WEALTH ADVISORS
AUSTIN, TX 78701
Some features on this profile are disabled
CRD#: 3184058
WH

Professional summary

William Richard Hurt, who also goes by Bill Hurt, is a registered financial advisor currently at U.S. CAPITAL WEALTH ADVISORS, LLC located in Austin, Texas and USCA SECURITIES LLC located in Houston, Texas.

William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. William has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 79, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Bill Hurt

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Richard Hurt's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 30, 2021 - Present

U.S. CAPITAL WEALTH ADVISORS, LLC

Office #1: 300 West 6th Street Suite 1900, Austin, TX 78701
RIA
CRD#: 288199
AUSTIN, TX
Current

September 7, 2011 - Present

USCA SECURITIES LLC

Office #1: 4444 Westheimer Suite G500, Houston, TX 77027
BD
CRD#: 103789
Houston, TX
Past

September 7, 2011 - June 30, 2021

USCA RIA LLC

RIA
CRD#: 152170
HOUSTON, TX
Past

June 2, 2006 - September 8, 2011

SANDERS MORRIS LLC

RIA
CRD#: 20580
HOUSTON, TX
Past

February 2, 2006 - December 6, 2006

SMH GROUP INVESTMENT ADVISORS INC.

RIA
CRD#: 138929
HOUSTON, TX
Past

November 19, 2002 - December 31, 2006

SMH CAPITAL ADVISORS LLC

RIA
CRD#: 108344
HOUSTON, TX
Past

May 2, 2001 - September 8, 2011

SANDERS MORRIS LLC

BD
CRD#: 20580
HOUSTON, TX
Past

September 20, 2000 - May 18, 2001

J.P. MORGAN SECURITIES INC.

BD
CRD#: 18718
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UC
U.S. CAPITAL WEALTH ADVISORS, LLC
LEGACY ONE FINANCIAL ADVISORS, LLC | U.S. CAPITAL WEALTH ADVISORS, LLC

CRD#: 288199 / SEC#: 801-110515

RIA
Registered Investment Advisory firm - (5/3/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(9/7/2011)
RR
Colorado
(9/7/2011)
RR
Florida
(9/7/2011)
RR
Georgia
(9/7/2011)
RR
New Mexico
(8/2/2019)
RR
New York
(9/21/2022)
RR
North Carolina
(9/21/2018)
RR
Ohio
(9/8/2011)
RR
South Carolina
(3/31/2022)
RR
Tennessee
(1/22/2016)
RR
Texas
(9/7/2011)
IAR
Texas
(6/30/2021)
RR
Washington
(12/8/2025)
RR
Wyoming
(11/28/2012)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/11/2002
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 2/24/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 12/27/2012
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 1/25/1999
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/24/2005
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

UC
U.S. CAPITAL WEALTH ADVISORS, LLC
LEGACY ONE FINANCIAL ADVISORS, LLC | U.S. CAPITAL WEALTH ADVISORS, LLC

CRD#: 288199 / SEC#: 801-110515

RIA
Registered Investment Advisory firm - (5/3/2017 Approved)
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Contact information

Main Address
4444 Westheimer Rd. Suite G500, Houston, TX 77027
Mailing Address
Phone number
(713) 366-0500
Established
Firm type
Fiscal year end
# of Employees
133

SEC notice filing (48 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

USCWA ADV PART 2A MARCH 28, 2025 (5/29/2025)

Regulatory assets under management

Total Number of Accounts10,833
AUM (Assets Under Management)$ 7,282,480,817

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
01/28/2026
Cover Page
Report
02/21/2025
Cover Page
Report
01/23/2024
Cover Page
Report
03/24/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

U.S. CAPITAL WEALTH ADVISORS, LLC

CRD#: 288199Austin, TX 78701

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