James B. Ballentine
BCA PRIVATE WEALTH
Greenville, SC 29607
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CRD#: 3183968
Professional summary
James Bryan Keith Ballentine, CFP®, who also goes by Bryan Ballentine, James Bryan Ballentine, Keith Ballentine, is a registered financial advisor currently at BCA PRIVATE WEALTH, INC. located in Greenville, South Carolina and DISCIPLINE WEALTH SOLUTIONS, INC. located in Greenville, South Carolina.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. James has worked at 6 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bryan Ballentine | James Bryan Ballentine | Keith Ballentine
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)INSURANCE (MULTIPLE CARRIERS); NON-INVESTMENT RELATED;15 Halton Green Way,Greenville,SC 29607;insurance and annuities;insurance and annuity producer; 2006; 10 HRS/MONTH; ½ HR/DAY; COMPENSATION-PROFITS FROM SELLING MINUS EXPENSES;offer insurance and annuities 2)Ballentine Capital Management,Inc;investment related;15 Halton Green Way,Greenville,SC 29607;operational services & insurance agency;president;4/2002;65 hrs/month;3 hrs during trading;run business,provide operational services to business,provide insurance solutions 3)Axos Bank;investment related;15 Halton Green Way,Greenville,SC 29607;bank;referrer;1/2016;1 hr/month;.25 hrs during trading;refer clients to bank and assist them if opening account and helping them with needs as it relates to account. 4)2AB Holdings,LLC;not investment related;15 Halton Green Way,Greenville,SC 29607;real estate;member;11/2020;.5 hrs/month;less than .5 hrs during trading;own office building and lease space 5)Discipline Wealth Solutions;investment related;15 Halton Green Way,Greenville,SC 29607;RIA & back office support;managing member;6/25/2021;10 hrs/month;.5 hrs during trading;run business,portfolio management for other RIAs and/or IARs,back office support for other advisors 6)Ballentine Capital Advisors Connected by Community podcast;investment related;15 Halton Green Way,Greenville,SC 29607;podcast;president;6/1/2021;4 hrs/month;20 mins during trading;host podcast 7) BOOK PUBLICATION WITH BC PUBLISHING, LLC; GREENVILLE, SC; AUTHOR; 2023; APPROXIMATELY 2 HRS/MO DURING TRADING HOURS; WRITING AND MARKETING BOOKS ON WEALTH MANAGEMENT FOR PURCHASE ON VARIOUS ECOMMERCE PLATFORMS 8)ADVISORMETRIC, LLC; NON-INVESTMENT-RELATED; GREEN WAY, SC; OWNER; MARCH 2024; APPROXIMATELY 3 HRS/MO DURING TRADING HOURS; EDUCATION SERVICES TO OTHER ADVISORS
CRS (Client Relationship Summary) - RIA
Click below to view James Bryan Keith Ballentine's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2003
Experience
Current
June 15, 2006 - Present
BCA PRIVATE WEALTH, INC.
Office #1: 15 Halton Green Way, Greenville, SC 29607RIA
CRD#: 140913
Greenville, SC
Current
August 18, 2023 - Present
DISCIPLINE WEALTH SOLUTIONS, INC.
Office #1: 15 Halton Green Way, Greenville, SC 29607RIA
CRD#: 315846
Greenville, SC
Past
May 12, 2006 - June 13, 2006
TRIAD ADVISORS LLC
RIA
CRD#: 25803
GREENVILLE, SC
Past
May 12, 2006 - November 12, 2021
TRIAD ADVISORS LLC
BD
CRD#: 25803
GREENVILLE, SC
Past
August 10, 2004 - May 19, 2006
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
RIA
CRD#: 11025
GREENVILLE, SC
Past
April 7, 2004 - May 19, 2006
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
BD
CRD#: 11025
GREENVILLE, SC
Past
March 31, 1999 - April 13, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
GREENVILLE, SC
Past
March 1, 1999 - April 13, 2004
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
March 1, 1999 - April 13, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DW
DISCIPLINE WEALTH SOLUTIONS, INC.
AR 21 INVESTMENT ADVISORY SERVICE | WISER FINANCIAL COACHING, LLC | V8 WEALTH | V8 INVESTMENT ADVISORS | THE STAHLNECKER GROUP LLC | PETRY FINANCIAL SERVICES | JOSYLN FINANCIAL SERIVICES | FOREVER YOUNG FINANCIAL | FINANCIAL WINGS, LLC | FIGTREE FINANCIAL SERVICES, LLC | DISCIPLINE WEALTH SOLUTIONS, INC. | CUCHETTI FINANCIAL PARTNERS LLC | BYRD ASSET MANAGEMENT, LLC
CRD#: 315846 / SEC#: 801-122049
RIA
Registered Investment Advisory firm - (8/10/2021 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
North Carolina(10/26/2015)
IAR
South Carolina(6/15/2006)
IAR
Texas(1/28/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
DW
DISCIPLINE WEALTH SOLUTIONS, INC.
AR 21 INVESTMENT ADVISORY SERVICE | WISER FINANCIAL COACHING, LLC | V8 WEALTH | V8 INVESTMENT ADVISORS | THE STAHLNECKER GROUP LLC | PETRY FINANCIAL SERVICES | JOSYLN FINANCIAL SERIVICES | FOREVER YOUNG FINANCIAL | FINANCIAL WINGS, LLC | FIGTREE FINANCIAL SERVICES, LLC | DISCIPLINE WEALTH SOLUTIONS, INC. | CUCHETTI FINANCIAL PARTNERS LLC | BYRD ASSET MANAGEMENT, LLC
CRD#: 315846 / SEC#: 801-122049
RIA
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Contact information
Main Address
15 Halton Green Way, Greenville, SC 29607
Mailing Address
Phone number
(864) 322-6046
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (27 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,750 |
| AUM (Assets Under Management) | $ 316,318,696 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
DISCIPLINE WEALTH SOLUTIONS, INC.
CRD#: 315846Greenville, SC 29607TRUST BUT VERIFY
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