George S. Antonopoulos

WALLSTREETI.COM

New York, NY 10005

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CRD#: 3183950

Professional summary

George Sam Antonopoulos is a registered financial advisor currently at WALLSTREETI.COM located in New York, New York.

George is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. George has worked at 2 firms and has passed the Series 65, Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view George Sam Antonopoulos's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 17, 2014 - Present

WALLSTREETI.COM

Office #1: 48 Wall Street 11th Floor, New York, NY 10005

RIA

CRD#: 123567

New York, NY

Past

April 5, 1999 - November 5, 2002

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WALLSTREETI.COM

WALLSTREETI.COM | WALLSTREETI.COM LLC.

CRD#: 123567 / SEC#: 801-122440

RIA

Registered Investment Advisory firm - (10/1/2021 Approved)

California

Registered Investment Advisory firm - (11/11/2021 Terminated)

New York

Registered Investment Advisory firm - (10/12/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(12/17/2014)

IAR

New York
(10/12/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/5/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 6/21/2002

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/10/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/3/1999

General Securities Representative Examination

Current Firm

WALLSTREETI.COM

WALLSTREETI.COM | WALLSTREETI.COM LLC.

CRD#: 123567 / SEC#: 801-122440

RIA

Registered Investment Advisory firm - (10/1/2021 Approved)

California

Registered Investment Advisory firm - (11/11/2021 Terminated)

New York

Registered Investment Advisory firm - (10/12/2021 Terminated)

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Contact information

Main Address

48 Wall Street 11th Floor, New York, NY 10005

Mailing Address

Phone number

(855) 888-9255

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV, PART2B BROCHURE SUPPLEMENT - WSI - MARCH 28, 2025 (3/28/2025)

FORM ADV, PART 2A - WSI - MARCH 28, 2025 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	88
AUM (Assets Under Management)	$ 90,394,675

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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George S. Antonopoulos

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view George Sam Antonopoulos's CRS (Customer Relationship Summary).

Certified licenses

Experience

WALLSTREETI.COM

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

WALLSTREETI.COM

State Registrations and Notice Filings

Exams

Series 65

Date: 12/5/2014

Series 66

Date: 6/21/2002

Series 63

Date: 4/10/1999

Series 7

Date: 4/3/1999

Current Firm

WALLSTREETI.COM

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WALLSTREETI.COM

TRUST BUT VERIFY

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