Edmund D. Robinson

LORD AND RICHARDS

HIGHLANDS RANCH, CO 80129

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CRD#: 3183948

Professional summary

Edmund Douglas Robinson, who also goes by E Douglas Robinson, Edmund Douglas Robinson, Edmund Robinson, is a registered financial advisor currently at LORD AND RICHARDS located in Highlands Ranch, Colorado.

Edmund is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Edmund has worked at 8 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO, SIE, Series 7, Series 6, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

E Douglas Robinson | Edmund Douglas Robinson | Edmund Robinson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edmund Douglas Robinson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 22, 2024 - Present

LORD AND RICHARDS

Office #1: 8744 Kendrick Castillo Way Suite 100, Highlands Ranch, CO 80129

RIA

CRD#: 328907

HIGHLANDS RANCH, CO

Past

March 18, 2022 - March 29, 2024

STRATEGIC WEALTH INVESTMENT GROUP, LLC

RIA

CRD#: 165474

LOUISVILLE, KY

Past

June 3, 2019 - May 2, 2022

LPL FINANCIAL LLC

RIA

CRD#: 6413

MOUNT JOY, PA

Past

June 3, 2019 - May 2, 2022

LPL FINANCIAL LLC

CRD#: 6413

MOUNT JOY, PA

Past

August 30, 2017 - May 30, 2019

SANTANDER SECURITIES LLC

RIA

CRD#: 41791

LAURELDALE, PA

Past

August 29, 2017 - May 30, 2019

SANTANDER SECURITIES LLC

CRD#: 41791

LAURELDALE, PA

Past

April 1, 2014 - August 31, 2017

M&T SECURITIES, INC.

RIA

CRD#: 17358

SHILLINGTON, PA

Past

February 9, 2006 - August 31, 2017

M&T SECURITIES, INC.

CRD#: 17358

SHILLINGTON, PA

Past

May 4, 2005 - February 10, 2006

IFMG SECURITIES, INC.

CRD#: 14416

PURCHASE, NY

Past

October 7, 2000 - April 18, 2005

M&T SECURITIES, INC.

CRD#: 17358

BALTIMORE, MD

Past

November 17, 1999 - October 7, 2000

KEYSTONE BROKERAGE, LLC

CRD#: 17445

WILLIAMSPORT, PA

Past

March 8, 1999 - April 15, 1999

ALLFIRST BROKERAGE CORPORATION

CRD#: 17531

BALTIMORE, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LORD AND RICHARDS

LORD AND RICHARDS | LORD AND RICHARDS, INC. | LORD AND RICHARDS WEALTH MANAGEMENT, LLC | LORD AND RICHARDS WEALTH MANAGEMENT

CRD#: 328907 / SEC#: 801-129213

RIA

Registered Investment Advisory firm - (12/15/2023 Approved)

Texas

Registered Investment Advisory firm - (6/26/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(5/22/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/31/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/7/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/22/2024

General Securities Representative Examination

General Industry/Product Exam

Series 6TO

Date: 3/22/2024

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/24/2004

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/23/1999

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/22/2024

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 3/22/2024

Investment Company Products/Variable Contracts Principal Examination

Current Firm

LORD AND RICHARDS

LORD AND RICHARDS | LORD AND RICHARDS, INC. | LORD AND RICHARDS WEALTH MANAGEMENT, LLC | LORD AND RICHARDS WEALTH MANAGEMENT

CRD#: 328907 / SEC#: 801-129213

RIA

Registered Investment Advisory firm - (12/15/2023 Approved)

Texas

Registered Investment Advisory firm - (6/26/2024 Terminated)

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Contact information

Main Address

8744 Kendrick Castillo Way Suite 100, Highlands Ranch, CO 80129

Mailing Address

Phone number

(720) 214-6801

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A- LORD AND RICHARDS, INC. (11/5/2025)

Regulatory assets under management

Total Number of Accounts	1,227
AUM (Assets Under Management)	$ 104,479,729

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Edmund D. Robinson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edmund Douglas Robinson's CRS (Customer Relationship Summary).

Certified licenses

Experience

STRATEGIC WEALTH INVESTMENT GROUP, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

SANTANDER SECURITIES LLC

SANTANDER SECURITIES LLC

M&T SECURITIES, INC.

M&T SECURITIES, INC.

IFMG SECURITIES, INC.

M&T SECURITIES, INC.

KEYSTONE BROKERAGE, LLC

ALLFIRST BROKERAGE CORPORATION

Primary Firm SEC Registration

LORD AND RICHARDS

State Registrations and Notice Filings

Exams

Series 65

Date: 3/31/2014

Series 63

Date: 3/7/2000

Series 7TO

Date: 3/22/2024

Series 6TO

Date: 3/22/2024

SIE

Date: 10/1/2018

Series 7

Date: 2/24/2004

Series 6

Date: 2/23/1999

Series 24

Date: 3/22/2024

Series 26

Date: 3/22/2024

Current Firm

LORD AND RICHARDS

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LORD AND RICHARDS

TRUST BUT VERIFY

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