Bradley C. Parsons

RAINDROP FINANCIAL,

Cedar Rapids, IA

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CRD#: 3183568

Professional summary

Bradley Clark Parsons, who also goes by Bradley Parsons, is a registered financial advisor currently at RAINDROP FINANCIAL, INC located in Cedar Rapids, Iowa.

Bradley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Bradley has worked at 2 firms and has passed the Series 65, Series 63, Series 3 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bradley Parsons

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BRADLEY C PARSONS OD PC NON-INVESTMENT RELATED PO BOX 1922, CEDAR RAPIDS, IOWA 52406 OPTOMETRIST/PRESIDENT 01/2004 160H/MONTH, 32/WEEK OPTOMETRIST

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley Clark Parsons's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 18, 2014 - Present

RAINDROP FINANCIAL, INC

RIA

CRD#: 164994

Cedar Rapids, IA

Past

March 18, 1999 - August 14, 2000

WMA SECURITIES, INC.

CRD#: 32625

DULUTH, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Iowa
(9/18/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/21/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/17/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 11/13/2019

National Commodity Futures Examination

General Industry/Product Exam

Series 6

Date: 3/17/1999

Investment Company Products/Variable Contracts Representative Examination

Current Firm

RAINDROP FINANCIAL, INC

PARSONS, BRADLEY C | RAINDROP FINANCIAL, INC

CRD#: 164994 / SEC#:

Iowa

Registered Investment Advisory firm - (9/18/2014 Approved)

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Contact information

Main Address

Cedar Rapids, IA

Mailing Address

Po Box 1922, Cedar Rapids, IA 52406

Phone number

(319) 560-4463

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Bradley C. Parsons

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley Clark Parsons's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAINDROP FINANCIAL, INC

WMA SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/21/2014

Series 63

Date: 3/17/1999

Series 3

Date: 11/13/2019

Series 6

Date: 3/17/1999

Current Firm

RAINDROP FINANCIAL, INC

Contact information

Documents

Red Flags

Company Information

RAINDROP FINANCIAL, INC

TRUST BUT VERIFY

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