Randolph D. Nordby
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Randolph David Nordby was a registered financial professional .
Randolph is a previously registered financial professional and started their career in finance in 2000. Randolph had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 31, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 19, 2014 - November 24, 2015
CALVERT INVESTMENT DISTRIBUTORS, INC.
April 15, 2013 - April 16, 2014
BB&T INVESTMENT SERVICES, INC.
April 15, 2013 - April 16, 2014
BB&T INVESTMENT SERVICES, INC.
February 10, 2012 - May 1, 2013
MORGAN STANLEY
January 25, 2012 - May 1, 2013
MORGAN STANLEY
August 2, 2011 - September 16, 2011
EDWARD JONES
July 15, 2011 - September 16, 2011
EDWARD JONES
February 23, 2004 - September 24, 2004
WELLS FARGO CLEARING SERVICES, LLC
April 18, 2000 - November 8, 2002
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CALVERT INVESTMENT DISTRIBUTORS, INC.
CRD#: 37527 / SEC#: , 8-47915
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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